DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• C••••••
Legal name M•••••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 26, 2020 · 12 filings
SEC status approved since Apr 29, 2020
RAUM
$175M
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
98%
$172M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$175M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$175M as of Mar 27, 2026
Mar 25, 2021$81.6M then
HNW client RAUM$164M as of Mar 27, 2026
Mar 25, 2021$71.1M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 25, 20212 then
Employees (5.A)3 as of Mar 27, 2026
Mar 25, 20212 then
Private funds: no history
RAUM +17% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $175MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $710,637derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $8.1M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M94%
- Individuals$7.7M4.4%
- Charitable organizations$3.2M1.8%
- Individual clients
- 63reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 246reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.1M for 17 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• P••• S••••••••• | Tulsa, Ok | Sep 26, 2014 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C•••••• E•••••• C•••• to C••••• W••••• M•••••••••Apr 3, 2024 · RIA to a state-registered adviser
Joined, latest
- J••• P••• S••••••••• from P••••••• I••••••••• A•••••••Sep 26, 2014 · Other
- C•••••• E•••••• C•••• from P••••••• I••••••••• A•••••••Sep 26, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• J•••• P••• · Chief Executive Officer, Chief Investment Officer, Chief Compliance Officercontrolsince 06/2014 · owns 75% or more
- K•••••••• H• M•••••• · Membersince 01/2023 · owns 5% to 10%
Entity owners
- R•••• • P•••• H••••••••• F••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 219 to 246Mar 27, 2025 to Mar 27, 2026
- HNW clients · 34 to 38Mar 27, 2025 to Mar 27, 2026
- Individual clients · 57 to 63Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $8.7M to $8.1MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $69.3M to $81.9MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $139M to $164MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $7.3M to $7.7MMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $79.9M to $92.9MMar 27, 2025 to Mar 27, 2026
- RAUM · $149M to $175MMar 27, 2025 to Mar 27, 2026
- Accounts · 211 to 219Mar 28, 2024 to Mar 27, 2025
- Charity clients · unset to 2.0Mar 28, 2024 to Mar 27, 2025
- HNW clients · 28 to 34Mar 28, 2024 to Mar 27, 2025
- Individual clients · 61 to 57Mar 28, 2024 to Mar 27, 2025
- Assets in custody · unset to 8732632.0Mar 28, 2024 to Mar 27, 2025
- Custody of client assets · false to trueMar 28, 2024 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $58.4M to $69.3MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $120M to $139MMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $7.9M to $7.3MMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $69.5M to $79.9MMar 28, 2024 to Mar 27, 2025
- RAUM · $128M to $149MMar 28, 2024 to Mar 27, 2025
- Accounts · 343 to 211Sep 28, 2023 to Mar 28, 2024
- Charity clients · 2.0 to unsetSep 28, 2023 to Mar 28, 2024
- HNW clients · 43 to 28Sep 28, 2023 to Mar 28, 2024
- Individual clients · 101 to 61Sep 28, 2023 to Mar 28, 2024
- Employees · 1 to 3Sep 28, 2023 to Mar 28, 2024
- Financial planning clients · 11-25 to 1-10Sep 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $72.7M to $58.4MSep 28, 2023 to Mar 28, 2024
- HNW RAUM · $107M to $120MSep 28, 2023 to Mar 28, 2024
- Individual RAUM · $13.9M to $7.9MSep 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $48.9M to $69.5MSep 28, 2023 to Mar 28, 2024
- RAUM · $122M to $128MSep 28, 2023 to Mar 28, 2024
- Accounts · 301 to 343Mar 17, 2022 to Feb 15, 2023
- Advisory employees · 2 to 1Mar 17, 2022 to Feb 15, 2023
- Charity clients · 1 to 2Mar 17, 2022 to Feb 15, 2023
- Individual clients · 94 to 101Mar 17, 2022 to Feb 15, 2023
- Employees · 2 to 1Mar 17, 2022 to Feb 15, 2023
- Financial planning clients · 1-10 to 11-25Mar 17, 2022 to Feb 15, 2023
- State-registered IARs · 2 to 1Mar 17, 2022 to Feb 15, 2023
- Discretionary RAUM · $66.2M to $72.7MMar 17, 2022 to Feb 15, 2023
Signals
3 dated events
- C•••••• E•••••• C•••• left M•••••• C•••••• for C••••• W••••• M••••••••• (registered 2022-10-27)Apr 3, 2024 · Advisor changed firm · fact
- Everett Charles Craig (President, Chief Compliance Officer, Director Of Research) no longer on Schedule A of M•••••• C•••••• (listed 2022-03-17, absent 2023-02-15)Feb 15, 2023 · Control person left · inference
- M•••••• C•••••• filed its initial SEC registration (Form ADV)Mar 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 918-619-6547reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 918-619-6710reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- MELCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 918-619-6710reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $175Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026