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RIA Intelligence
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Registered advisor
M••••• C• B•••••••
Feed of 09/14/2026
At current firm
0 y
since Apr 10, 2026
In the industry
15 y
since Dec 31, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• C•••••• M••••••••• L•• state registered currentsince Apr 10, 2026 · Oklahoma City, Ok
- B••••••• C•••••• M••••••••• L•• state registeredMay 22, 2020 to Dec 31, 2023 · Oklahoma City, Ok
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 1, 2014 to Dec 11, 2020 · Oklahoma, Ok
- E••••• J•••• national BDJan 4, 2011 to Mar 13, 2013 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B••••••• C•••••• M••••••••• L••left Dec 11, 2020, registered May 22, 2020 (-203 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 13, 2013, registered Jul 1, 2014 (475 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address