RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••• K•••
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Dec 10, 2024 · St. Louis, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 22, 2024 to Oct 16, 2024 · Troy, Mi
- W•••••• • R••• formerMay 18, 2011 to Nov 22, 2011 · Grand Blanc, Mi
- N••••••••• M••••• I••••••••• S••••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Oct 16, 2024, registered Dec 10, 2024 (55 days) · Other
- W•••••• • R••• to N••••••••• M••••• I••••••••• S•••••••••left Nov 22, 2011, registered May 22, 2024 (4565 days) · Other
- B•••• J••• K••• left N••••••••• M••••• I••••••••• S••••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2024-12-10)Oct 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address