RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• E••• L•••••••
- C••••••• P••••••• independent RIA currentsince Dec 17, 2021 · Overland Park, Ks
- L•••••• I••••••••• A•••••••• L•• no RAUMFeb 13, 2017 to Dec 31, 2021 · Denver, Co
- L•• F•••••••• L•• BD affiliatedSep 12, 2011 to Feb 7, 2012 · Iowa City, Ia
- L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Dec 31, 2021, registered Dec 17, 2021 (-14 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to L•••••• I••••••••• A•••••••• L••left Feb 7, 2012, registered Feb 13, 2017 (1833 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address