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Registered advisor
R••• L•••
Feed of 09/14/2026
Also filed as R•••Ie James Samani
At current firm
1 y
since Mar 31, 2025
In the industry
15 y
since Nov 1, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Draper, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 9, 2022 to Mar 31, 2025 · Salt Lake City, Ut
- E•••••• C•••••• M••••••••• L•• formerApr 16, 2019 to Mar 9, 2022 · Sandy, Ut
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 29, 2018 to Feb 13, 2019 · Salt Lake Cty, Ut
- S•••••••• A••••••• L•• national BDMay 7, 2012 to Jan 23, 2017 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 9, 2022, registered Jun 9, 2022 (92 days) · RIA to affiliated broker-dealer or bank · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to E•••••• C•••••• M••••••••• L••left Feb 13, 2019, registered Apr 16, 2019 (62 days) · Other
- S•••••••• A••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 23, 2017, registered Nov 29, 2018 (675 days) · Other
Signals
- R••• L••• left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-06-09)Mar 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address