DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Christopher Moberg
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Aaron Christopher Moberg
At current firm
5 y
since Mar 18, 2021
In the industry
15 y
since Dec 21, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Mar 18, 2021 · West Des Moines, Ia
- Fbl Wealth Management, LLC BD affiliatedNov 17, 2020 to Jan 22, 2021 · West Des Moines, Ia
- Advice And Planning Services BD affiliatedAug 30, 2016 to Nov 13, 2020 · Ames, Ia
- Invest Financial Corporation formerSep 30, 2015 to May 25, 2016 · Waterloo, Ia
- Cuna Brokerage Services, Inc. formerJan 7, 2013 to Oct 6, 2015 · Urbandale, Ia
Moves
a registration end followed by a registration begin elsewhere
- Fbl Wealth Management, LLC to Charles Schwab & Co., Inc.left Jan 22, 2021, registered Mar 18, 2021 (55 days) · Other
- Advice And Planning Services to Fbl Wealth Management, LLCleft Nov 13, 2020, registered Nov 17, 2020 (4 days) · Other
- Invest Financial Corporation to Advice And Planning Servicesleft May 25, 2016, registered Aug 30, 2016 (97 days) · Other
- Cuna Brokerage Services, Inc. to Invest Financial Corporationleft Oct 6, 2015, registered Sep 30, 2015 (-6 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address