DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Meryl Linda Futey
Certified Financial Planner
Feed of 09/14/2026
Also filed as Meryl Linda Roche
At current firm
4 y
since Sep 22, 2021
In the industry
15 y
since Feb 4, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Cranford, Nj
- Avantax Planning Partners, Inc. BD affiliated currentsince Sep 22, 2021 · Parsippany, Nj
- Avantax Advisory Services formerOct 25, 2019 to Sep 5, 2025 · Parsippany, Nj
- Headquarters Advisory Group, LLC unclassifiedApr 25, 2017 to Dec 31, 2021 · Parsippany, Nj
- 1st Global Advisors Inc formerAug 5, 2011 to Oct 25, 2019 · Cranford, Nj
- Morgan Stanley wirehouseFeb 5, 2011 to May 12, 2011 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Avantax Planning Partners, Inc.left Sep 5, 2025, registered Sep 22, 2021 (-1444 days) · channel change inside one enterprise, not a move · moved with a team
- Headquarters Advisory Group, LLC to Avantax Advisory Servicesleft Dec 31, 2021, registered Oct 25, 2019 (-798 days) · Other · moved with a team
- 1st Global Advisors Inc to Headquarters Advisory Group, LLCleft Oct 25, 2019, registered Apr 25, 2017 (-913 days) · Other · moved with a team
- Morgan Stanley to 1st Global Advisors Incleft May 12, 2011, registered Aug 5, 2011 (85 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address