RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W• A••••
- A•••• W••••• M••••••••• state registered currentsince Nov 17, 2016 · Amarillo, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedOct 15, 2014 to Dec 5, 2016 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 11, 2011 to Oct 17, 2014 · Amarillo, Tx
- M••••••• I••••••••• N•••••• I••• to A•••• W••••• M•••••••••left Dec 5, 2016, registered Nov 17, 2016 (-18 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••• I••••••••• N•••••• I•••left Oct 17, 2014, registered Oct 15, 2014 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address