DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Lincoln Williams

Robert W. Baird & Co. Incorporatedmixed wealthEvansville, Indual registrantIAPD 5870661

Feed of 09/14/2026

Also filed as Andrew L Williams

At current firm

2 y

since Apr 10, 2024

In the industry

13 y

since Mar 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Robert W. Baird & Co. Incorporated mixed wealth current
since Apr 10, 2024 · Evansville, In
Fifth Third Securities, Inc. BD affiliated
Oct 29, 2020 to Apr 11, 2024 · Evansville, In
Equitable Advisors, LLC national BD
Jul 15, 2020 to Oct 28, 2020 · Newburgh, In
Edward Jones national BD
May 20, 2013 to Apr 10, 2019 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to Robert W. Baird & Co. Incorporated
left Apr 11, 2024, registered Apr 10, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Equitable Advisors, LLC to Fifth Third Securities, Inc.
left Oct 28, 2020, registered Oct 29, 2020 (1 days) · Affiliated broker-dealer or bank to another
Edward Jones to Equitable Advisors, LLC
left Apr 10, 2019, registered Jul 15, 2020 (462 days) · Affiliated broker-dealer or bank to another

Signals

Andrew Lincoln Williams left Fifth Third Securities, Inc. for Robert W. Baird & Co. Incorporated (registered 2024-04-10)
Apr 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address