RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• C••••••
- L•••••• O•• I••••••••• M••••••••• asset manager currentsince Jun 7, 2024 · L••••••Ville, Il
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 18, 2020 to Jan 11, 2021 · Colorado Springs, Co
- O•••• P•••••••• S••••••••• L•• formerAug 16, 2019 to Aug 21, 2019 · Omaha, Ne
- T• R••• P•••• A••••••• S•••••••• I••• to L•••••• O•• I••••••••• M•••••••••left Jan 11, 2021, registered Jun 7, 2024 (1243 days) · Other
- O•••• P•••••••• S••••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••left Aug 21, 2019, registered Jun 18, 2020 (302 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address