DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stuart Lawrence Brisgel
Feed of 09/17/2026
At current firm
3 y
since Mar 29, 2023
In the industry
15 y
since Mar 24, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- B1 Financial state registered currentsince Mar 29, 2023 · Aventura, Fl
- Cumulare Asset Management, LLC state registeredOct 9, 2017 to Sep 20, 2023 · Hollywood, Fl
- B One Advisors, LLC unclassifiedSep 19, 2012 to Dec 21, 2020 · Aventura, Fl
- Nfsg Corporation BD affiliatedJan 18, 2012 to Jul 13, 2012 · Boca Raton, Fl
- Morgan Stanley wirehouseApr 18, 2011 to Nov 9, 2011 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Cumulare Asset Management, LLC to B1 Financialleft Sep 20, 2023, registered Mar 29, 2023 (-175 days) · Other
- B One Advisors, LLC to Cumulare Asset Management, LLCleft Dec 21, 2020, registered Oct 9, 2017 (-1169 days) · Other
- Nfsg Corporation to B One Advisors, LLCleft Jul 13, 2012, registered Sep 19, 2012 (68 days) · Other
- Morgan Stanley to Nfsg Corporationleft Nov 9, 2011, registered Jan 18, 2012 (70 days) · Other
Signals
- Stuart Lawrence Brisgel added a OH registration at B1 FinancialSep 16, 2026 · New state registration · fact
- Stuart Lawrence Brisgel added a CA registration at B1 FinancialAug 13, 2026 · New state registration · fact
- Stuart Lawrence Brisgel left Cumulare Asset Management, Llc for B1 Financial (registered 2023-03-29)Sep 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address