RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• P••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2025 · Tustin, Ca
- C•••••••• M••••••••• G•••• formerFeb 28, 2014 to Sep 23, 2025 · North Tustin, Ca
- C••••• A•••••• N••••••• L•• formerNov 14, 2013 to Feb 18, 2014 · Seal Beach, Ca
- R••••• B••• • C••• L•• formerApr 26, 2011 to Aug 19, 2013 · Santa Ana, Ca
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 1, 2025 (-84 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to C•••••••• M••••••••• G••••left Feb 18, 2014, registered Feb 28, 2014 (10 days) · Other
- R••••• B••• • C••• L•• to C••••• A•••••• N••••••• L••left Aug 19, 2013, registered Nov 14, 2013 (87 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address