DFX Intelligence
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Registered advisor
J••• C••••••• B•••••
Feed of 09/14/2026
At current firm
3 y
since Oct 12, 2022
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 12, 2022 · St Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 29, 2022 to Sep 7, 2023 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 15, 2019 to Feb 22, 2021 · St. Louis, Mo
- T• A••••••••• I••• formerOct 15, 2019 to Oct 14, 2022 · St Louis, Mo
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Dec 21, 2016 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerJul 10, 2015 to Dec 15, 2015 · Town And Country, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Oct 12, 2022 (-330 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jun 29, 2022 (-107 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 22, 2021, registered Oct 15, 2019 (-496 days) · corporate re-registration, not a move
- F•••• C•••••• A••••••• S••••••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 21, 2016, registered Oct 15, 2019 (1028 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address