RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• A••••••• C•••••
- V•••••• W••••• M••••••••• L•• state registered currentsince Jul 1, 2024 · Corvallis, Or
- T••••• F•••••••• G••••• L•• unclassifiedMay 18, 2015 to Jan 24, 2025 · Corvallis, Or
- G••••• W••••• M••••••••• I••• BD affiliatedMay 17, 2011 to May 18, 2015 · Corvallis, Or
- L•• F•••••••• L•• BD affiliatedApr 4, 2011 to Apr 14, 2011 · Newport, Or
- T••••• F•••••••• G••••• L•• to V•••••• W••••• M••••••••• L••left Jan 24, 2025, registered Jul 1, 2024 (-207 days) · Other
- G••••• W••••• M••••••••• I••• to T••••• F•••••••• G••••• L••left May 18, 2015, registered May 18, 2015 (0 days) · Other
- L•• F•••••••• L•• to G••••• W••••• M••••••••• I•••left Apr 14, 2011, registered May 17, 2011 (33 days) · Other
- E••• A••••••• C••••• left T••••• F•••••••• G••••• L•• for V•••••• W••••• M••••••••• L•• (registered 2024-07-01)Jan 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address