RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 19, 2026 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 1, 2026 to Aug 13, 2026 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDSep 6, 2016 to Jan 18, 2026 · Indianapolis, In
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Aug 13, 2026, registered Aug 19, 2026 (6 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••left Jan 18, 2026, registered Apr 1, 2026 (73 days) · Affiliated broker-dealer or bank to another
- A•••• S•••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2026-08-19)Aug 13, 2026 · Advisor changed firm · fact
- A•••• S•••• left C•••••• S••••• • C••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-04-01)Jan 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address