DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jon Ferraiolo

Hartford Fundsasset managerCumming, Ga dual registrantIAPD 5881490

Feed of 09/15/2026

Also filed as Jon Michael Ferraiolo

At current firm

1 y

since Jun 10, 2025

In the industry

14 y

since Sep 12, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hartford Funds asset manager current
since Jun 10, 2025 · Wayne, Pa
Potomac asset manager
Apr 5, 2024 to May 23, 2025 · Bethesda, Md
Fidelity Personal And Workplace Advisors former
Jul 5, 2023 to Dec 4, 2023 · Dunwoody, Ga
Northwestern Mutual Investment Services,LLC no RAUM
Mar 24, 2022 to Nov 17, 2022 · Atlanta, Ga
Voya Investment Management Co. LLC asset manager
Aug 7, 2019 to Mar 16, 2022 · Atlanta, Ga
Pgim Investments LLC asset manager
Jun 7, 2013 to Jun 27, 2016 · Newark, Nj
Northwestern Mutual Investment Services,LLC no RAUM
Sep 12, 2012 to Mar 1, 2013 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

Potomac to Hartford Funds
left May 23, 2025, registered Jun 10, 2025 (18 days) · Other
Fidelity Personal And Workplace Advisors to Potomac
left Dec 4, 2023, registered Apr 5, 2024 (123 days) · Other
Northwestern Mutual Investment Services,LLC to Fidelity Personal And Workplace Advisors
left Nov 17, 2022, registered Jul 5, 2023 (230 days) · Other
Voya Investment Management Co. LLC to Northwestern Mutual Investment Services,LLC
left Mar 16, 2022, registered Mar 24, 2022 (8 days) · Other
Pgim Investments LLC to Voya Investment Management Co. LLC
left Jun 27, 2016, registered Aug 7, 2019 (1136 days) · Other
Northwestern Mutual Investment Services,LLC to Pgim Investments LLC
left Mar 1, 2013, registered Jun 7, 2013 (98 days) · Other

Signals

Jon Ferraiolo left Potomac for Hartford Funds (registered 2025-06-10)
May 23, 2025 · Advisor changed firm · fact
Jon Ferraiolo left Fidelity Personal And Workplace Advisors for Potomac (registered 2024-04-05)
Dec 4, 2023 · Advisor changed firm · fact
Jon Ferraiolo left Northwestern Mutual Investment Services,Llc for Fidelity Personal And Workplace Advisors (registered 2023-07-05)
Nov 17, 2022 · Advisor changed firm · fact
Jon Ferraiolo left Voya Investment Management Co. Llc for Northwestern Mutual Investment Services,Llc (registered 2022-03-24)
Mar 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address