DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• H••

F•••• T•••• S••••••••• I•••BD affiliatedMt Dora, Fl dual registrantIAPD 5883134

Feed of 09/15/2026

Also filed as Nordia Monique Hue

At current firm

1 y

since Sep 27, 2024

In the industry

15 y

since Apr 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• S••••••••• I••• BD affiliated current
since Sep 27, 2024 · The Villages, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
May 2, 2023 to Oct 2, 2024 · Sanford, Fl
J••• M••••• S••••••••• L•• wirehouse
Apr 14, 2021 to Jan 11, 2023 · Deerfield Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 30, 2019 to Apr 9, 2021 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to F•••• T•••• S••••••••• I•••
left Oct 2, 2024, registered Sep 27, 2024 (-5 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 11, 2023, registered May 2, 2023 (111 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Apr 9, 2021, registered Apr 14, 2021 (5 days) · Wirehouse to wirehouse · moved with a team

Signals

N••••• H•• left F••••••• P••••••• A•• W•••••••• A••••••• for F•••• T•••• S••••••••• I••• (registered 2024-09-27)
Oct 2, 2024 · Advisor changed firm · fact
N••••• H•• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-05-02)
Jan 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address