C••••• L•

• G••••• W••••• M••••••••• L•• state registered current
  since Mar 20, 2025 · Parkland, Fl
• O•••• W•••••• I••• BD affiliated current
  since Sep 1, 2023 · Parkland, Fl
• S•••••••• F••••••••• I••• former
  Dec 4, 2015 to Sep 1, 2023 · Parkland, Fl
• E•••••••• A•••••••• L•• national BD
  Aug 3, 2012 to Dec 14, 2015 · Boca Raton, Fl
• E•••••••• A•••••••• L•• national BD
  May 2, 2011 to Jun 28, 2011 · Weston, Fl

• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••
  left Dec 14, 2015, registered Dec 4, 2015 (-10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address