DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Guy Shmueli-Magen
At current firm
6 y
since Aug 4, 2020
In the industry
13 y
since May 13, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Aug 4, 2020 · New York, Ny
- Valley Financial Management, Inc. BD affiliatedJun 24, 2015 to Jul 31, 2020 · New York, Ny
- Morgan Stanley wirehouseMay 14, 2013 to Jun 18, 2015 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- Valley Financial Management, Inc. to Morgan Stanleyleft Jul 31, 2020, registered Aug 4, 2020 (4 days) · Affiliated broker-dealer or bank to wirehouse
- Morgan Stanley to Valley Financial Management, Inc.left Jun 18, 2015, registered Jun 24, 2015 (6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address