DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D•••• C••••••• V•••••••

L•• F•••••••• L••BD affiliatedBethesda, Mddual registrantIAPD 5896079

Feed of 09/14/2026

At current firm

2 y

since Jun 10, 2024

In the industry

15 y

since Aug 9, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 10, 2024 · Bethesda, Md
G•••• P•••• A•••••••• L•• former
Apr 1, 2021 to Jun 11, 2024 · Rockville, Md
H• B•••• I••• former
Nov 13, 2014 to Apr 1, 2021 · Rockville, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 11, 2011 to Nov 12, 2014 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
left Jun 11, 2024, registered Jun 10, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
H• B•••• I••• to G•••• P•••• A•••••••• L••
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to H• B•••• I•••
left Nov 12, 2014, registered Nov 13, 2014 (1 days) · Other

Signals

D•••• C••••••• V••••••• left G•••• P•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2024-06-10)
Jun 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address