DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Kenilworth Asset Management, LLC

Former SEC-registered adviserChicago, IllinoisCRD 123980SEC 801-72043IAPD
Legal name Kenilworth Asset Management,LLC
Latest filing Nov 2, 2015
First filing on the tape Mar 27, 2012 · 11 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.0M as of May 6, 2015
Mar 27, 2012$120M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of May 6, 2015
Mar 22, 20136 then
Employees (5.A)2 as of May 6, 2015
Mar 22, 20138 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 6 to 1
Practice profile
derived from the filing of Nov 2, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-99%derivedbetween the last two annual amendments
Advisor growth, one year
-67%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Charles Clayton Lawrie · Managing Member/Chief Compliance Officercontrol
    since 04/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 10.0 to unset
    May 6, 2015 to Nov 2, 2015
  • Advisory employees · 2 to 0
    May 6, 2015 to Nov 2, 2015
  • Advisory activities · 4 to 1
    May 6, 2015 to Nov 2, 2015
  • Employees · 2 to 1
    May 6, 2015 to Nov 2, 2015
  • Financial planning clients · 0 to unset
    May 6, 2015 to Nov 2, 2015
  • State-registered IARs · 2 to 1
    May 6, 2015 to Nov 2, 2015
  • Discretionary RAUM · 1000000.0 to unset
    May 6, 2015 to Nov 2, 2015
  • Non-discretionary RAUM · 0.0 to unset
    May 6, 2015 to Nov 2, 2015
  • RAUM · 1000000.0 to unset
    May 6, 2015 to Nov 2, 2015
  • Accounts · 54 to 10
    Dec 5, 2014 to May 6, 2015
  • Employees · 3 to 2
    Dec 5, 2014 to May 6, 2015
  • HQ city · KENILWORTH to CHICAGO
    Dec 5, 2014 to May 6, 2015
  • State-registered IARs · 3 to 2
    Dec 5, 2014 to May 6, 2015
  • Discretionary RAUM · $21.8M to $1.0M
    Dec 5, 2014 to May 6, 2015
  • RAUM · $21.8M to $1.0M
    Dec 5, 2014 to May 6, 2015
  • Accounts · 576 to 54
    Jun 5, 2014 to Nov 24, 2014
  • Advisory employees · 9 to 2
    Jun 5, 2014 to Nov 24, 2014
  • BD registered reps · 3 to 0
    Jun 5, 2014 to Nov 24, 2014
  • Employees · 9 to 3
    Jun 5, 2014 to Nov 24, 2014
  • State-registered IARs · 9 to 3
    Jun 5, 2014 to Nov 24, 2014
  • Discretionary RAUM · $163M to $21.8M
    Jun 5, 2014 to Nov 24, 2014
  • RAUM · $163M to $21.8M
    Jun 5, 2014 to Nov 24, 2014
  • State-registered IARs · 6 to 9
    Mar 19, 2014 to Jun 5, 2014
  • Accounts · 693 to 576
    Nov 14, 2013 to Mar 19, 2014
  • Advisory employees · 8 to 9
    Nov 14, 2013 to Mar 19, 2014
  • BD registered reps · 4 to 3
    Nov 14, 2013 to Mar 19, 2014
  • Employees · 8 to 9
    Nov 14, 2013 to Mar 19, 2014
  • Financial planning clients · 11-25 to 0
    Nov 14, 2013 to Mar 19, 2014
  • Discretionary RAUM · $160M to $163M
    Nov 14, 2013 to Mar 19, 2014
  • RAUM · $160M to $163M
    Nov 14, 2013 to Mar 19, 2014
  • Related adviser · true to false
    Nov 14, 2013 to Mar 19, 2014
  • Related broker-dealer · true to false
    Nov 14, 2013 to Mar 19, 2014
  • Accounts · 626 to 693
    Nov 20, 2012 to Mar 22, 2013
  • BD registered reps · 2 to 4
    Nov 20, 2012 to Mar 22, 2013
  • Commission compensation · true to false
    Nov 20, 2012 to Mar 22, 2013
  • Employees · 9 to 8
    Nov 20, 2012 to Mar 22, 2013
  • Legal name · KENILWORTH ASSET MANAGEMENT, LLC to KENILWORTH ASSET MANAGEMENT,LLC
    Nov 20, 2012 to Mar 22, 2013
  • Advisory employees · unset to 8.0
    Sep 13, 2012 to Nov 20, 2012
  • BD registered reps · unset to 2.0
    Sep 13, 2012 to Nov 20, 2012
  • Employees · unset to 9.0
    Sep 13, 2012 to Nov 20, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026