RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• F••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 21, 2025 · Glen Allen, Va
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Apr 22, 2025 · Midlothian, Va
- C••••• A•••••• N••••••• L•• formerSep 8, 2020 to Jun 29, 2023 · N Chesterfield, Va
- P•••• S••••••••• L•• no RAUMSep 26, 2017 to Sep 14, 2020 · North Chesterfield, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Sep 18, 2017 · Richmond, Va
- M•• F•••••••• S•••••••• I••• formerDec 11, 2015 to Mar 25, 2017 · Richmond, Va
- O••••••••• S••••••••• I••• BD affiliatedOct 13, 2014 to Dec 21, 2015 · Midlothian, Va
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 22, 2025, registered Apr 21, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to C••••• A•••••• N••••••• L••left Sep 14, 2020, registered Sep 8, 2020 (-6 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Sep 18, 2017, registered Sep 26, 2017 (8 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- O••••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••left Dec 21, 2015, registered Dec 11, 2015 (-10 days) · Other
- M•••••• J• F•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-21)Apr 22, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address