F•••• P•••••••

• P•••••••• S••••••••• I••• BD affiliated current
  since Oct 19, 2018 · Mt Pleasant, Sc
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Oct 16, 2018 · North Charleston, Sc
• M•• F•••••••• S•••••••• I••• former
  Feb 22, 2017 to Mar 25, 2017 · Charlotte, Nc

• M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••
  left Oct 16, 2018, registered Oct 19, 2018 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address