DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• M••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseStatesboro, Ga dual registrantIAPD 5902056

Feed of 09/15/2026

Also filed as M•••••• M••••••

At current firm

3 y

since Dec 21, 2022

In the industry

15 y

since Mar 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Dec 21, 2022 · Beaufort, Sc
U•• F•••••••• S••••••• I••• wirehouse
Apr 22, 2020 to Nov 1, 2022 · Brookfield, Wi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 18, 2018 to Apr 14, 2020 · Franklin, Wi
A•••••••• F•••• M••••••••• L•• asset manager
Dec 27, 2016 to Nov 1, 2018 · Menomonee Falls, Wi
A•••••••• F•••• M••••••••• L•• asset manager
Jun 2, 2011 to Dec 31, 2014 · Menomonee Falls, Wi

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 1, 2022, registered Dec 21, 2022 (50 days) · Wirehouse to wirehouse
N••••••••• M••••• I••••••••• S••••••••• to U•• F•••••••• S••••••• I•••
left Apr 14, 2020, registered Apr 22, 2020 (8 days) · Other
A•••••••• F•••• M••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 1, 2018, registered Dec 18, 2018 (47 days) · Other

Signals

M•••••• M•••••• left U•• F•••••••• S••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-12-21)
Nov 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address