RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••• W•••
- C•••• • S••• W••••• independent RIA currentsince Jun 27, 2023 · Kansas City, Mo
- P•••••• F•••••••• P•••••••• L•• unclassifiedJul 11, 2014 to Jul 6, 2022 · Kansas City, Mo
- O•••• W•••••• I••• BD affiliatedJun 25, 2014 to Jun 23, 2023 · Kansas City, Mo
- O•••• W•••••• I••• to P•••••• F•••••••• P•••••••• L••left Jun 23, 2023, registered Jul 11, 2014 (-3269 days) · Other · moved with a team
- P•••••• F•••••••• P•••••••• L•• to C•••• • S••• W•••••left Jul 6, 2022, registered Jun 27, 2023 (356 days) · Other · moved with a team
- A••••• J••• W••• left O•••• W•••••• I••• for P•••••• F•••••••• P•••••••• L•• (registered 2014-07-11)Jun 23, 2023 · Advisor changed firm · fact
- A••••• J••• W••• left P•••••• F•••••••• P•••••••• L•• for C•••• • S••• W••••• (registered 2023-06-27)Jul 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address