RIA Intelligence

• J••• M••••• S••••••••• L•• wirehouse current
  since Sep 4, 2019 · Syracuse, Ny
• U•• F•••••••• S••••••• I••• wirehouse
  Mar 5, 2018 to Aug 28, 2019 · Syracuse, Ny
• C•••••• G•••• • C• I•• former
  Apr 10, 2017 to Feb 22, 2018 · Syracuse, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Nov 7, 2012 to Dec 6, 2016 · Syracuse, Ny

• U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
  left Aug 28, 2019, registered Sep 4, 2019 (7 days) · Wirehouse to wirehouse
• C•••••• G•••• • C• I•• to U•• F•••••••• S••••••• I•••
  left Feb 22, 2018, registered Mar 5, 2018 (11 days) · Other
• J••• M••••• S••••••••• L•• to C•••••• G•••• • C• I••
  left Dec 6, 2016, registered Apr 10, 2017 (125 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address