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Registered advisor
L•••• I•••• C••••••••
Feed of 09/14/2026
Also filed as L•••• I•••• Weber
At current firm
8 y
since Nov 29, 2017
In the industry
15 y
since May 19, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2017 · Colorado Springs, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 3, 2014 to Dec 5, 2017 · Colorado Springs, Co
- E••••• J•••• national BDJul 25, 2011 to Jan 7, 2014 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 5, 2017, registered Nov 29, 2017 (-6 days) · corporate re-registration, not a move
- E••••• J•••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jan 7, 2014, registered Feb 3, 2014 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address