RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Designations
- CFAreportedriaadvisors.comas printed on the bio page, Sep 17, 2026
- Professional profile
- riaadvisors.com/team/tom-allenreportedriaadvisors.comfirm site, Sep 17, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Ria Advisors independent RIA currentsince May 4, 2021 · Houston, Tx
- Mcmill Cpa And Advisors independent RIANov 28, 2017 to Mar 29, 2021 · Houston, Tx
- Index Fund Advisors, Inc. independent RIAMar 25, 2013 to Nov 13, 2017 · Irvine, Ca
- Mcmill Cpa And Advisors to Ria Advisorsleft Mar 29, 2021, registered May 4, 2021 (36 days) · RIA to RIA
- Index Fund Advisors, Inc. to Mcmill Cpa And Advisorsleft Nov 13, 2017, registered Nov 28, 2017 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address