DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mcmill Cpa And Advisors
Legal name Mcmill Wealth Inc
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 33 filings
SEC status approved since Apr 21, 2005
RAUM
$862M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
72%
$625M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$45.4M
derived; firm RAUM over IAPD count
Employees
50
22 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$862M as of Mar 27, 2026
Mar 28, 2012$103M then
HNW client RAUM$495M as of Mar 27, 2026
Mar 12, 2018$42.5M then
State-registered IARs (5.B.3)22 as of Mar 27, 2026
Mar 19, 201312 then
Employees (5.A)50 as of Mar 27, 2026
Mar 19, 201340 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 22 to 22offices 2 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $45.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 293derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $358,406derivedHNW RAUM over HNW clients
- Average account
- $152,453derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.6derivedItem 5.A over advisors
- Advisors per office
- 9.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +37%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $532M, 2,188 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$495M57%
- Individuals$129M15%
- Pension and profit-sharing plans$113M13%
- Charitable organizations$107M12%
- Corporations and businesses$17.8M2.1%
- Individual clients
- 4,192reported
- HNW clients
- 1,382reported
- Pension plan clients
- 30reported
- Charitable clients
- 22reported
- Accounts
- 5,656reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $532M for 2,188 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stanley Del ChristensenPersonal Financial Specialist | Norfolk, Ne | Mar 18, 1999 | 53 y | 1 |
| Larry Edward HilkemannPersonal Financial Specialist | Norfolk, Ne | Aug 26, 1999 | 54 y | 1 |
| Danny Ray Fuerhoff | Norfolk, Ne | Aug 26, 1999 | 48 y | 0 |
| Jared Matthew Faltys | Norfolk, Ne | Oct 7, 1999 | 31 y | 0 |
| Lynn Eao Laible | Norfolk, Ne | Oct 21, 1999 | 41 y | 0 |
| Lynette Luann Pofahl | Norfolk, Ne | Jan 7, 2000 | 35 y | 0 |
| Sherri Lynn Christensen Prim | Norfolk, Ne | Sep 20, 2004 | 24 y | 1 |
| Nathan Aubrey Raabe | Norfolk, Ne | Jul 25, 2008 | 18 y | 1 |
| Kyle Andrew Koester | Norfolk, Ne | Apr 6, 2015 | 12 y | 0 |
| Clint Andrew Weeder | Norfolk, Ne | Jan 25, 2016 | 10 y | 0 |
| Andrew John Steffensmeier | Norfolk, Ne | Nov 9, 2016 | 12 y | 0 |
| Lynndsy Jo Beckmann | Norfolk, Ne | Sep 18, 2018 | 11 y | 0 |
| Melissa Sue Holan | Norfolk, Ne | Dec 12, 2018 | 20 y | 0 |
| Ethan Michael Brozek | Norfolk, Ne | Sep 28, 2021 | 10 y | 0 |
| Carter Matthew Faltys | Norfolk, Ne | Apr 26, 2023 | 15 y | 0 |
| Jesus Omar Corrales | Norfolk, Ne | Oct 24, 2023 | 10 y | 0 |
| Trenton John Rengo | Papillion, Ne | Apr 7, 2025 | 14 y | 0 |
| Mckenna Kristine Beckman | Norfolk, Ne | Sep 15, 2025 | 13 y | 1 |
| Dylan Joseph Kautz | Norfolk, Ne | Jul 29, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Scott Carlson to Carlson Wealth, LLCJun 30, 2022 · RIA to a state-registered adviser
- Thomas Joseph Pohlen to Wealth ManagementJun 21, 2021 · RIA to RIA
- Thomas George Allen to Ria AdvisorsMar 29, 2021 · RIA to RIA
- Ty Eric Boggs to Portfolio Design Services, LLCOct 1, 2012 · Other
Joined, latest
- Thomas Joseph Pohlen from Index Fund Advisors, Inc.Sep 10, 2020 · RIA to RIA
- Thomas George Allen from Index Fund Advisors, Inc.Nov 28, 2017 · Other
- Michael Scott Carlson from Securities America Advisors, Inc.Apr 20, 2017 · Other
- Ty Eric Boggs from Stable Two Financial LLCJun 28, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Jared Faltys · Vice Presidentcontrolsince 01/2009 · owns 50% to 75%
- Aubrey Nathan Raabe · Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
- Andrew Clint Weeder · Presidentcontrolsince 01/2018 · owns 25% to 50%
- John Andrew Steffensmeier · Treasurer & Secretarysince 03/2022 · owns 5% to 10%
Related persons
Schedule D 7.A
- Wealth Managementinvestment advisernRAUM $3.7B
Advisers that list Mcmill Cpa And Advisors as a related person
- 137080 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Norfolk, Ne · principal | 19 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 27, 2026private clients per advisor of 293.4 against a peer median of 63.6 (1210 comparable advisers, 99.0th percentile, 6.2 robust deviations)peers: independent wealth managers, $500M to $1B (1,210) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 4,118 to 5,656Jan 20, 2026 to Mar 27, 2026
- Charity clients · 7 to 22Jan 20, 2026 to Mar 27, 2026
- Corporate clients · 10 to 30Jan 20, 2026 to Mar 27, 2026
- HNW clients · 1,146 to 1,382Jan 20, 2026 to Mar 27, 2026
- Individual clients · 2,925 to 4,192Jan 20, 2026 to Mar 27, 2026
- Assets in custody · $514M to $532MJan 20, 2026 to Mar 27, 2026
- Other offices · 2 to 1Jan 20, 2026 to Mar 27, 2026
- Discretionary RAUM · $730M to $862MJan 20, 2026 to Mar 27, 2026
- HNW RAUM · $414M to $495MJan 20, 2026 to Mar 27, 2026
- Individual RAUM · $158M to $129MJan 20, 2026 to Mar 27, 2026
- Pension RAUM · $90.6M to $113MJan 20, 2026 to Mar 27, 2026
- RAUM · $730M to $862MJan 20, 2026 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Apr 29, 2025 to Jun 5, 2025
- Accounts · 3,896 to 4,118Apr 5, 2024 to Apr 29, 2025
- Advisory employees · 17 to 22Apr 5, 2024 to Apr 29, 2025
- Charity clients · 14 to 7Apr 5, 2024 to Apr 29, 2025
- HNW clients · 1,114 to 1,146Apr 5, 2024 to Apr 29, 2025
- Individual clients · 2,735 to 2,925Apr 5, 2024 to Apr 29, 2025
- Pension plan clients · 23 to 30Apr 5, 2024 to Apr 29, 2025
- Assets in custody · $349M to $514MApr 5, 2024 to Apr 29, 2025
- State-registered IARs · 17 to 22Apr 5, 2024 to Apr 29, 2025
- Discretionary RAUM · $641M to $730MApr 5, 2024 to Apr 29, 2025
- HNW RAUM · $337M to $414MApr 5, 2024 to Apr 29, 2025
- Individual RAUM · $130M to $158MApr 5, 2024 to Apr 29, 2025
- Pension RAUM · $77.9M to $90.6MApr 5, 2024 to Apr 29, 2025
- RAUM · $641M to $730MApr 5, 2024 to Apr 29, 2025
- Accounts · 3,729 to 3,896Feb 7, 2024 to Mar 22, 2024
- Charity clients · 13 to 14Feb 7, 2024 to Mar 22, 2024
- Corporate clients · 6 to 10Feb 7, 2024 to Mar 22, 2024
- HNW clients · 1,033 to 1,114Feb 7, 2024 to Mar 22, 2024
- Individual clients · 2,654 to 2,735Feb 7, 2024 to Mar 22, 2024
- Assets in custody · $313M to $349MFeb 7, 2024 to Mar 22, 2024
- Discretionary RAUM · $546M to $641MFeb 7, 2024 to Mar 22, 2024
- HNW RAUM · $292M to $337MFeb 7, 2024 to Mar 22, 2024
- Individual RAUM · $112M to $130MFeb 7, 2024 to Mar 22, 2024
- Pension RAUM · $62.3M to $77.9MFeb 7, 2024 to Mar 22, 2024
- RAUM · $546M to $641MFeb 7, 2024 to Mar 22, 2024
- Accounts · 2,734 to 3,729Sep 9, 2022 to Mar 30, 2023
- Charity clients · 8 to 13Sep 9, 2022 to Mar 30, 2023
- Corporate clients · 5 to 6Sep 9, 2022 to Mar 30, 2023
Signals
3 dated events
- Jo Nancy Brozek (Treasurer) no longer on Schedule A of Mcmill Cpa And Advisors (listed 2023-09-05, absent 2024-02-07)Feb 7, 2024 · Control person left · inference
- Michael Scott Carlson left Mcmill Cpa And Advisors for Carlson Wealth, Llc (registered 2022-03-11)Jun 30, 2022 · Advisor changed firm · fact
- Mcmill Cpa And Advisors reported RAUM $561.1M, up 29% from $435.1M (2021-03-31 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-694-1160reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/11326689reportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/1270540reportedpublic record, Form ADV, Sep 18, 2026
- Website
- MCMILL.INFOreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 402-371-1160reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- mcmill.info/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026