DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathan Angel Forristal-Garcia
Certified Financial Planner
Feed of 09/14/2026
Also filed as Nathan Forristal-Garcia
At current firm
8 y
since Oct 11, 2017
In the industry
14 y
since Jan 19, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Wealth Partners, Ltd. independent RIA currentsince Oct 11, 2017 · Columbia, Md
- Westbourne Investments, Inc. independent RIAMar 31, 2015 to Oct 13, 2017 · Alexandria, Va
- Campbell Wealth Management, Inc. formerMar 10, 2014 to Mar 25, 2015 · Alexandria, Va
- LPL Financial LLC BD affiliatedOct 1, 2013 to Sep 26, 2014 · Alexandria, Va
- MML Investors Services, LLC BD affiliatedFeb 7, 2013 to Sep 3, 2013 · Hunt Valley, Md
- Park Avenue Securities LLC BD affiliatedMar 15, 2012 to Nov 8, 2012 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Westbourne Investments, Inc. to Strategic Wealth Partners, Ltd.left Oct 13, 2017, registered Oct 11, 2017 (-2 days) · Other
- Campbell Wealth Management, Inc. to Westbourne Investments, Inc.left Mar 25, 2015, registered Mar 31, 2015 (6 days) · Other
- LPL Financial LLC to Campbell Wealth Management, Inc.left Sep 26, 2014, registered Mar 10, 2014 (-200 days) · Other
- MML Investors Services, LLC to LPL Financial LLCleft Sep 3, 2013, registered Oct 1, 2013 (28 days) · Other
- Park Avenue Securities LLC to MML Investors Services, LLCleft Nov 8, 2012, registered Feb 7, 2013 (91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address