DFX Intelligence
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Registered advisor
T••• A••••• K•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Aug 31, 2021
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Aug 31, 2021 · Overland Park, Ks
- L•• F•••••••• L•• BD affiliatedJan 15, 2021 to Aug 12, 2021 · Lebanon, Oh
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 11, 2021 · Miamisburg, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerFeb 8, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••• P•••••••left Aug 12, 2021, registered Aug 31, 2021 (19 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to L•• F•••••••• L••left Jan 11, 2021, registered Jan 15, 2021 (4 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address