RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• E•••••••• K•••••
- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince Sep 17, 2019 · Denver, Co
- T•• W••••• C••••••••• I••• independent RIAMar 7, 2019 to Aug 29, 2019 · Boulder, Co
- P••••••• C•••••• A••••••• C••••••••• formerJun 21, 2017 to Feb 19, 2019 · Denver, Co
- E•••• V•••• M••••••••• asset managerSep 10, 2012 to May 3, 2017 · Boston, Ma
- T•• W••••• C••••••••• I••• to M••••• G•••• I••••••••• A•••••••• L••left Aug 29, 2019, registered Sep 17, 2019 (19 days) · RIA to RIA
- P••••••• C•••••• A••••••• C••••••••• to T•• W••••• C••••••••• I•••left Feb 19, 2019, registered Mar 7, 2019 (16 days) · RIA to RIA
- E•••• V•••• M••••••••• to P••••••• C•••••• A••••••• C•••••••••left May 3, 2017, registered Jun 21, 2017 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address