DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Eaton Vance Management

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 104859SEC 801-15930websiteIAPD
Latest filing Aug 11, 2026
First filing on the tape Nov 30, 2011 · 62 filings
SEC status approved since Feb 20, 1981
RAUM
$97B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
106
registered through the firm on IAPD
RAUM per advisor
$915M
derived; firm RAUM over IAPD count
Employees
219
160 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
14
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$97B as of Aug 11, 2026
Jan 27, 2012$133B then
HNW client RAUM$0 as of Aug 11, 2026
Feb 1, 2018$435M then
State-registered IARs (5.B.3)1 as of Aug 11, 2026
Jan 29, 20130 then
Employees (5.A)219 as of Aug 11, 2026
Jan 29, 2013900 then
Private funds14 as of Aug 11, 2026
Jan 27, 20128 then
RAUM +14% over the last fiscal year+7.9% a year over threeIARs 6 to 1offices 5 to 4
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
RAUM per advisor
$915MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$25.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.1derivedItem 5.A over advisors
Advisors per office
21.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-83%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$5.3B, 8 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
  • controlled by a public reporting company (10.A)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$65B68%
  • Pooled investment vehicles$12B12%
  • Sovereign wealth funds$6.4B6.8%
  • State and municipal entities$3.8B4.0%
  • Insurance companies$3.8B4.0%
  • Pension and profit-sharing plans$2.7B2.8%
  • Charitable organizations$1.1B1.2%
  • Corporations and businesses$540M0.6%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
18reported
Charitable clients
27reported
Accounts
3,816reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $778M managedreported
Custody of client assets
$5.3B for 8 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.79 institutional_share=0.18 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
106 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
John Matthew RingBoston, MaJun 18, 200818 y0
John Thomas LoyBoston, MaAug 12, 200822 y0
John J SantoroBoston, MaAug 14, 200824 y0
Ian Patrick McginnBoston, MaAug 26, 200823 y0
Erin Elizabeth KaceBoston, MaAug 27, 200822 y0
Steven Joseph PietricolaBoston, MaAug 29, 200820 y0
Daniel John MccarthyBoston, MaAug 29, 200829 y2
Ryan LandersMedfield, Ma Aug 29, 200822 y0
Richard Andrew KellyBoston, MaAug 29, 200822 y0
Joseph Raymond HernandezBoston, MaSep 19, 200829 y0
Brian Matthew DunkleyBoston, MaOct 16, 200831 y0
Scott William, Rufus FirthBoston, MaOct 16, 200826 y0
Ivan Antonio HuertaBoston, MaFeb 25, 200921 y0
Gregor Dann YuskaBoston, MaApr 17, 200929 y0
Mark MilanBoston, MaApr 17, 200923 y0
David Michael RichmanBoston, MaApr 17, 200931 y2
John Andrew CullenBoston, MaApr 29, 200919 y0
Christopher Sherman MitchellBoston, MaMay 6, 200919 y0
Christopher Howard NebonsBoston, MaJul 22, 200918 y0
Robert Ryan CurtisBoston, MaAug 10, 200927 y0
Paul Hayes NicelyBoston, MaAug 11, 200923 y0
Patrick Justin CosgroveBoston, MaAug 13, 200938 y0
Jonathan Scott FuttermanBoston, MaOct 8, 200934 y0
Anthony Joseph GiganteBoston, MaFeb 8, 201018 y0
Adrian Donald JacksonBoston, MaJan 6, 201225 y0
Tyler R CortelezziBoston, MaJan 6, 201218 y0
Sheila Ann DecaprioBoston, MaJul 9, 201215 y0
Gregory Bruce ChalasBoston, MaAug 1, 201216 y0
Anthony Jordan ScaleseBoston, MaJan 10, 201313 y0
Alexander Nicholas MacrokanisBoston, MaMay 14, 201315 y0
Benjamin William LefevreBoston, MaOct 28, 201333 y0
Meghan Emily MosesBoston, MaJan 23, 201418 y1
Steven William HeckBoston, MaMar 10, 201428 y1
Brian Peter DaileyBoston, MaJun 16, 201412 y0
Andrew Robert SperoBoston, MaJun 16, 201413 y0
Christopher Richard WebbBoston, MaSep 9, 201413 y0
Carlos Ignacio Del Valle-OrtizBoston, MaOct 6, 201415 y1
Matthew Paul MorinBoston, MaJul 20, 201523 y2
James Robb AllenBoston, MaAug 14, 201525 y0
Matthew Aaron ClenneyBoston, MaOct 26, 201512 y0
All 106 advisors at Eaton Vance Management
Advisor movement
7 left, 0 joined in 12 months
net -7 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 6.6% of current headcount27 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    22 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Eaton Vance Cash Reserves Fund, LLCno longer reportedLiquidity Fund$5.4B94Jan 27, 2012
    Eaton Vance Institutional Senior Loan FundOther Private Fund$3.9B137Jan 27, 2012
    Eaton Vance Clo 2014-1 Ltd.no longer reportedSecuritized Asset Fund$487M16Jan 31, 2017
    Eaton Vance Clo 2014-1r, LtdSecuritized Asset Fund$458M10Mar 31, 2022
    Eaton Vance Clo 2020-1 LtdSecuritized Asset Fund$451M15Mar 1, 2021
    Eaton Vance Clo 2018-1 Ltd.Securitized Asset Fund$440M14Jan 31, 2019
    Eaton Vance Clo 2013-1 Ltd.Securitized Asset Fund$411M11Jan 31, 2017
    Eaton Vance Clo 2019-1, Ltd.Securitized Asset Fund$396M14Jan 29, 2020
    Eaton Vance Clo 2015-1 Ltd.Securitized Asset Fund$351M15Jan 31, 2017
    Eaton Vance Emerging Markets Debt Opportunity Master Fund Ltd.Hedge Fund$349M2Mar 31, 2022
    Eaton Vance Institutional Senior Loan Plus FundHedge Fund$317M5Sep 21, 2018
    Eaton Vance Multi-Asset Credit Fund II, LLCHedge Fund$293M13Mar 31, 2022
    Eaton Vance Parametric Municipal Credit Trident Fund LLCOther Private Fund$274M499Jan 29, 2021
    Eaton Vance Emerging Markets Debt Opportunity Fund LLCHedge Fund$271M4Mar 31, 2022
    Eaton Vance Cash Collateral Fund, LLCno longer reportedLiquidity Fund$62.6M5Jan 27, 2012
    Eaton Vance Emerging Markets Debt Opportunity Fund Ltd.Hedge Fund$61.2M4Jan 29, 2021
    Eaton Vance Small Cap Core Fund, LLCno longer reportedOther Private Fund$16.9M11Jan 27, 2012
    Eaton Vance Equity Harvest Fund LLCOther Private Fund$6.3M2Jan 29, 2020
    Eaton Vance Cdo X Plcno longer reportedSecuritized Asset Fund$2.4M3Jan 27, 2012
    Eaton Vance Cdo Ix Ltdno longer reportedSecuritized Asset Fund$2.4M40Jan 27, 2012
    Eaton Vance Cdo Viii Ltdno longer reportedSecuritized Asset Fund$549,5581Jan 27, 2012
    Eaton Vance Cdo Vii Plcno longer reportedSecuritized Asset Fund$123,06130Jan 27, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Lisa Buhain Winslow · Chief Administrative Officercontrol
      since 12/2023 · owns less than 5%
    • J Desmond Gallacher · Chief Technology Officer And Vice Presidentcontrol
      since 03/2021 · owns less than 5%
    • Cordt Benjamin Huneke · Chief Executive Officer & Presidentcontrol
      since 11/2024 · owns less than 5%
    • Francis Richard Froio · Chief Compliance Officer
      since 11/2017 · owns less than 5%
    Entity owners
    • Morgan Stanley Capital Management, LLC · Owns 100% Of Eaton Vance Management
      direct · owns 75% or more
    • Morgan Stanley · Member
      indirect · owns 75% or more of Morgan Stanley Capital Management, LLC · public reporting company
    Related persons
    Schedule D 7.A
    Advisers that list Eaton Vance Management as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boston, Ma · principal10606
    New York, Ny200
    Charlotte, Nc001
    Offices
    Schedule D 1.F, the 25 largest
    • New York, NY5 employees
    • Washington Dc, DC1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • advisor count dropChange between filings · filing Mar 31, 2026
      advisory representatives (Item 5.B.3) moved from 6.0 to 1.0 (-83.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +3.0% (51 comparable advisers, 0.0th percentile of changes)
      peers: asset managers, $20B and over (51) · 0.0% percentile
    What changed
    consecutive filings, newest first
    • Accounts · 4,053 to 3,816
      Jun 18, 2025 to Mar 31, 2026
    • Advisory employees · 189 to 160
      Jun 18, 2025 to Mar 31, 2026
    • BD registered reps · 21 to 15
      Jun 18, 2025 to Mar 31, 2026
    • Charity clients · 21 to 27
      Jun 18, 2025 to Mar 31, 2026
    • Corporate clients · 26 to 20
      Jun 18, 2025 to Mar 31, 2026
    • Pension plan clients · 20 to 18
      Jun 18, 2025 to Mar 31, 2026
    • Pooled vehicle clients · 56 to 45
      Jun 18, 2025 to Mar 31, 2026
    • Assets in custody · $8.2B to $5.3B
      Jun 18, 2025 to Mar 31, 2026
    • Employees · 247 to 219
      Jun 18, 2025 to Mar 31, 2026
    • State-registered IARs · 6 to 1
      Jun 18, 2025 to Mar 31, 2026
    • Other offices · 5 to 4
      Jun 18, 2025 to Mar 31, 2026
    • Discretionary RAUM · $85B to $97B
      Jun 18, 2025 to Mar 31, 2026
    • Pension RAUM · $2.5B to $2.7B
      Jun 18, 2025 to Mar 31, 2026
    • Pooled vehicle RAUM · $13B to $12B
      Jun 18, 2025 to Mar 31, 2026
    • RAUM · $85B to $97B
      Jun 18, 2025 to Mar 31, 2026
    • Wrap assets (manager) · $572M to $778M
      Jun 18, 2025 to Mar 31, 2026
    • Financial planning clients · 0 to 0
      Mar 26, 2025 to Jun 18, 2025
    • Accounts · 3,851 to 4,053
      Jan 2, 2025 to Mar 26, 2025
    • Advisory employees · 160 to 189
      Jan 2, 2025 to Mar 26, 2025
    • BD registered reps · 14 to 21
      Jan 2, 2025 to Mar 26, 2025
    • Charity clients · 24 to 21
      Jan 2, 2025 to Mar 26, 2025
    • Corporate clients · 25 to 26
      Jan 2, 2025 to Mar 26, 2025
    • Pension plan clients · 22 to 20
      Jan 2, 2025 to Mar 26, 2025
    • Pooled vehicle clients · 48 to 56
      Jan 2, 2025 to Mar 26, 2025
    • Assets in custody · $5.4B to $8.2B
      Jan 2, 2025 to Mar 26, 2025
    • Employees · 225 to 247
      Jan 2, 2025 to Mar 26, 2025
    • State-registered IARs · 2 to 6
      Jan 2, 2025 to Mar 26, 2025
    • Other offices · 2 to 5
      Jan 2, 2025 to Mar 26, 2025
    • Discretionary RAUM · $63B to $85B
      Jan 2, 2025 to Mar 26, 2025
    • Non-discretionary RAUM · $531M to $0
      Jan 2, 2025 to Mar 26, 2025
    • Pension RAUM · $2.0B to $2.5B
      Jan 2, 2025 to Mar 26, 2025
    • Pooled vehicle RAUM · $14B to $13B
      Jan 2, 2025 to Mar 26, 2025
    • RAUM · $63B to $85B
      Jan 2, 2025 to Mar 26, 2025
    • Wrap assets (manager) · $1.6B to $572M
      Jan 2, 2025 to Mar 26, 2025
    • Accounts · 6,289 to 3,851
      Jan 16, 2024 to Mar 27, 2024
    • Advisory employees · 171 to 160
      Jan 16, 2024 to Mar 27, 2024
    • BD registered reps · 22 to 14
      Jan 16, 2024 to Mar 27, 2024
    • Charity clients · 28 to 24
      Jan 16, 2024 to Mar 27, 2024
    • Corporate clients · 33 to 25
      Jan 16, 2024 to Mar 27, 2024
    • Pension plan clients · 27 to 22
      Jan 16, 2024 to Mar 27, 2024
    Signals
    60 dated events
    • Keenan Dwyer left Eaton Vance Management for Ameriprise Financial Services, Llc (registered 2026-07-16)
      Jul 14, 2026 · Advisor changed firm · fact
    • Connor Joseph Morenzi left Eaton Vance Management for Wealthcare Investment Partners Llc (registered 2026-07-14)
      Jun 26, 2026 · Advisor changed firm · fact
    • Andrew John Leimenstoll left Eaton Vance Management for Morgan Stanley (registered 2026-06-02)
      Jun 2, 2026 · Advisor changed firm · fact
    • Kristopher Paul Brassard left Eaton Vance Management for Beacon Pointe Advisors, Llc (registered 2026-04-16)
      Apr 8, 2026 · Advisor changed firm · fact
    • Jack Arthur Hall left Eaton Vance Management for Edward Jones (registered 2026-04-16)
      Apr 2, 2026 · Advisor changed firm · fact
    • Donald C Kornse left Eaton Vance Management for Pacer Advisors, Inc. (registered 2025-11-13)
      Nov 13, 2025 · Advisor changed firm · fact
    • James Maki left Eaton Vance Management for Neuberger Berman Bd Llc (registered 2025-09-08)
      Sep 19, 2025 · Advisor changed firm · fact
    • Juliette Margo Lavoye left Eaton Vance Management for Edward Jones (registered 2025-08-28)
      Aug 28, 2025 · Advisor changed firm · fact
    • Daniel Sugameli left Eaton Vance Management for Focus Partners Wealth, Llc (registered 2026-04-02)
      Jun 10, 2025 · Advisor changed firm · fact
    • Eaton Vance Management reported RAUM $84.9B, up 35% from $63.0B (2025-01-02 to 2025-03-26)
      Mar 26, 2025 · RAUM change · derived
    • Zachary Scott Perkins left Eaton Vance Management for Shp Wealth Management, Llc (registered 2025-01-27)
      Dec 23, 2024 · Advisor changed firm · fact
    • Daniel Negus left Eaton Vance Management for Fidelity Institutional Wealth Adviser Llc (registered 2025-04-03)
      Nov 27, 2024 · Advisor changed firm · fact
    • Patrick Henry Cerrato left Eaton Vance Management for Allspring Funds Management, Llc (registered 2024-11-29)
      Nov 27, 2024 · Advisor changed firm · fact
    • Austin James Anastasia left Eaton Vance Management for Blackrock Investment Management, Llc (registered 2025-02-13)
      Nov 15, 2024 · Advisor changed firm · fact
    • Philppe Jacques Chappuis (Co-Chief Executive Officer & Co-President) no longer on Schedule A of Eaton Vance Management (listed 2024-03-27, absent 2024-11-15)
      Nov 15, 2024 · Control person left · inference
    • Holly Harben Swan left Eaton Vance Management for Allspring Funds Management, Llc (registered 2024-11-21)
      Oct 25, 2024 · Advisor changed firm · fact
    • Andrew John Dillon left Eaton Vance Management for O'Shaughnessy Asset Management, Llc (registered 2024-10-07)
      Sep 17, 2024 · Advisor changed firm · fact
    • Luke Stephen Webber left Eaton Vance Management for Osaic Wealth, Inc. (registered 2024-08-19)
      Aug 22, 2024 · Advisor changed firm · fact
    • Michael Horvath left Eaton Vance Management for Lpl Financial Llc (registered 2024-06-10)
      May 17, 2024 · Advisor changed firm · fact
    • Jackson Gallant left Eaton Vance Management for Commonwealth Financial Network (registered 2024-05-17)
      May 17, 2024 · Advisor changed firm · fact
    • Alan Ranier Simeon left Eaton Vance Management for Perennial Financial Services (registered 2024-05-02)
      May 14, 2024 · Advisor changed firm · fact
    • Chad Alan Schroeder left Eaton Vance Management for Neuberger Berman Bd Llc (registered 2025-08-04)
      May 3, 2024 · Advisor changed firm · fact
    • Jenna Katherine Snittjer left Eaton Vance Management for Russell Investments (registered 2024-05-07)
      Apr 19, 2024 · Advisor changed firm · fact
    • Allen J Wagner left Eaton Vance Management for Northwestern Mutual Investment Services,Llc (registered 2024-07-10)
      Apr 19, 2024 · Advisor changed firm · fact
    • Philppe Jacques Chappuis (Co-Chief Executive Officer & Co-President) appeared on Schedule A of Eaton Vance Management
      Jan 16, 2024 · Control person joined · fact
    • Cordt Benjamin Huneke (Co-Chief Executive Officer & Co-President) appeared on Schedule A of Eaton Vance Management
      Jan 16, 2024 · Control person joined · fact
    • Aaron Daniel Simkowitz (Ceo, President) no longer on Schedule A of Eaton Vance Management (listed 2023-12-08, absent 2024-01-16)
      Jan 16, 2024 · Control person left · inference
    • Andrew Joseph Haycock left Eaton Vance Management for Alliancebernstein L.P. (registered 2024-01-25)
      Jan 9, 2024 · Advisor changed firm · fact
    • Lisa Buhain Winslow (Chief Administrative Officer) appeared on Schedule A of Eaton Vance Management
      Dec 8, 2023 · Control person joined · fact
    • Andrew Kenneth Topping (Chief Administrative Officer) no longer on Schedule A of Eaton Vance Management (listed 2023-11-08, absent 2023-12-08)
      Dec 8, 2023 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/eaton-vancereportedpublic record, Form ADV, Sep 17, 2026
    Website
    eatonvancerealestate.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    617-482-8260reportedpublic record, Form ADV, Aug 11, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $915Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026