DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Heinrich Grobler
Feed of 09/15/2026
At current firm
5 y
since Jul 1, 2021
In the industry
16 y
since Dec 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sunbelt Securities BD affiliated currentsince Jul 1, 2021 · Houston, Tx
- Hightower Private Client formerOct 9, 2019 to Dec 31, 2019 · Houston, Tx
- Hightower Advisors, LLC BD affiliatedNov 29, 2018 to Nov 4, 2020 · Houston, Tx
- Hightower Private Client formerAug 10, 2017 to Dec 31, 2018 · Houston, Tx
- Salient Capital Advisors, LLC formerJun 27, 2013 to Oct 10, 2017 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Hightower Advisors, LLC to Hightower Private Clientleft Nov 4, 2020, registered Oct 9, 2019 (-392 days) · Affiliated broker-dealer or bank to independent RIA
- Hightower Private Client to Sunbelt Securitiesleft Dec 31, 2019, registered Jul 1, 2021 (548 days) · RIA to affiliated broker-dealer or bank
- Hightower Private Client to Hightower Advisors, LLCleft Dec 31, 2018, registered Nov 29, 2018 (-32 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Salient Capital Advisors, LLC to Hightower Private Clientleft Oct 10, 2017, registered Aug 10, 2017 (-61 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address