DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Southport Capital

Former SEC-registered adviserChattanooga, TennesseeCRD 113364SEC 801-60356IAPD
Legal name Livingston Group Asset Management Company
Latest filing Mar 23, 2022
First filing on the tape Nov 11, 2011 · 61 filings
RAUM
$730M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$726M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$730M as of Mar 23, 2022
Mar 28, 2012$143M then
HNW client RAUM$385M as of Mar 23, 2022
Mar 30, 2018$205M then
State-registered IARs (5.B.3)5 as of Mar 23, 2022
Apr 1, 20130 then
Employees (5.A)19 as of Mar 23, 2022
Apr 1, 20135 then
Private funds: 1
RAUM -11% over the last fiscal year+23% a year over threeIARs 21 to 5offices 14 to 4
Practice profile
derived from the filing of Mar 23, 2022; every figure names its basis
RAUM per advisor
$146MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
596derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$620,291derivedHNW RAUM over HNW clients
Average account
$242,945derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.8derivedItem 5.A over advisors
Advisors per office
1.0derived5 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
-76%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$7.6M, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$385M53%
  • Individuals$341M47%
  • Pension and profit-sharing plans$2.1M0.3%
  • Corporations and businesses$1.3M0.2%
  • Charitable organizations$257,0810.0%
Individual clients
2,362reported
HNW clients
620reported
Pension plan clients
15reported
Charitable clients
1reported
Accounts
3,003reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$7.6M for 7 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Southport Partners LPno longer reportedHedge Fund$4.0M14Jan 12, 2012
Owners and control persons
Schedule A and B, latest filing
  • Jennifer Rebecca Greene · Chief Compliance Officer / Managercontrol
    since 07/2018 · owns less than 5%
  • Brian Conrad Levesque · Managercontrol
    since 10/2021 · owns less than 5%
  • Jeremiah Michael Mooney · Shareholdercontrol
    since 01/2016 · owns 5% to 10%
  • Arthur James Wilson · Managercontrol
    since 02/2012 · owns less than 5%
  • Wallace James Woods · Senior Investment Advisorcontrol
    since 11/2011 · owns 10% to 25%
  • Justin John Woods · Shareholder - Under Receivershipcontrol
    since 02/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
  • Southport Capital Risk Management, LLC
    real estaten
Offices
Schedule D 1.F, the 25 largest
  • Allen, TX4 employees
  • Arden, NC1 employees
  • Monterey, CA1 employees
  • Upland, CA1 employees
What changed
consecutive filings, newest first
  • Accounts · 2,798 to 3,003
    Nov 3, 2021 to Mar 23, 2022
  • Advisory employees · 21 to 5
    Nov 3, 2021 to Mar 23, 2022
  • BD registered reps · 0 to 5
    Nov 3, 2021 to Mar 23, 2022
  • Charity clients · 9 to 1
    Nov 3, 2021 to Mar 23, 2022
  • Corporate clients · 4 to 5
    Nov 3, 2021 to Mar 23, 2022
  • HNW clients · 674 to 620
    Nov 3, 2021 to Mar 23, 2022
  • Individual clients · 2,109 to 2,362
    Nov 3, 2021 to Mar 23, 2022
  • Pension plan clients · 2 to 15
    Nov 3, 2021 to Mar 23, 2022
  • Assets in custody · $27.2M to $7.6M
    Nov 3, 2021 to Mar 23, 2022
  • Employees · 44 to 19
    Nov 3, 2021 to Mar 23, 2022
  • State-registered IARs · 21 to 5
    Nov 3, 2021 to Mar 23, 2022
  • Other offices · 14 to 4
    Nov 3, 2021 to Mar 23, 2022
  • Discretionary RAUM · $824M to $730M
    Nov 3, 2021 to Mar 23, 2022
  • HNW RAUM · $532M to $385M
    Nov 3, 2021 to Mar 23, 2022
  • Individual RAUM · $243M to $341M
    Nov 3, 2021 to Mar 23, 2022
  • Pension RAUM · $6.2M to $2.1M
    Nov 3, 2021 to Mar 23, 2022
  • RAUM · $824M to $730M
    Nov 3, 2021 to Mar 23, 2022
  • Related adviser · false to true
    Nov 3, 2021 to Mar 23, 2022
  • Accounts · 2,262 to 2,798
    Jul 24, 2020 to Feb 19, 2021
  • Advisory employees · 11 to 21
    Jul 24, 2020 to Feb 19, 2021
  • Charity clients · 7 to 9
    Jul 24, 2020 to Feb 19, 2021
  • Corporate clients · 6 to 4
    Jul 24, 2020 to Feb 19, 2021
  • HNW clients · 455 to 674
    Jul 24, 2020 to Feb 19, 2021
  • Individual clients · 1,785 to 2,109
    Jul 24, 2020 to Feb 19, 2021
  • Pension plan clients · 9 to 2
    Jul 24, 2020 to Feb 19, 2021
  • Assets in custody · $243M to $27.2M
    Jul 24, 2020 to Feb 19, 2021
  • Employees · 30 to 44
    Jul 24, 2020 to Feb 19, 2021
  • Financial planning clients · 11-25 to 26-50
    Jul 24, 2020 to Feb 19, 2021
  • State-registered IARs · 13 to 21
    Jul 24, 2020 to Feb 19, 2021
  • Other offices · 11 to 14
    Jul 24, 2020 to Feb 19, 2021
  • Discretionary RAUM · $632M to $824M
    Jul 24, 2020 to Feb 19, 2021
  • HNW RAUM · $390M to $532M
    Jul 24, 2020 to Feb 19, 2021
  • Individual RAUM · $214M to $243M
    Jul 24, 2020 to Feb 19, 2021
  • Pension RAUM · $9.7M to $6.2M
    Jul 24, 2020 to Feb 19, 2021
  • RAUM · $632M to $824M
    Jul 24, 2020 to Feb 19, 2021
  • Other offices · 10 to 11
    Jun 11, 2020 to Jul 24, 2020
  • Other offices · 9 to 10
    Apr 7, 2020 to May 5, 2020
  • Accounts · 1,761 to 2,262
    Nov 19, 2019 to Mar 17, 2020
  • Advisory employees · 10 to 11
    Nov 19, 2019 to Mar 17, 2020
  • Charity clients · 6 to 7
    Nov 19, 2019 to Mar 17, 2020
Signals
20 dated events
  • Ryan Andrew Berkowitz left Southport Capital for Mml Investors Services, Llc (registered 2023-02-09)
    May 16, 2022 · Advisor changed firm · fact
  • Manita Ho Moran left Southport Capital for Meridian Wealth Management, Llc (registered 2022-05-02)
    May 16, 2022 · Advisor changed firm · fact
  • Barry Jay Kyte left Southport Capital for Gunderson Capital Management (registered 2022-06-03)
    May 16, 2022 · Advisor changed firm · fact
  • William Fred Gunderson left Southport Capital for Gunderson Capital Management (registered 2022-06-06)
    May 16, 2022 · Advisor changed firm · fact
  • Darold Charles Brooks left Southport Capital for Meridian Wealth Management, Llc (registered 2022-05-17)
    May 16, 2022 · Advisor changed firm · fact
  • Carmen Moss Hodnett left Southport Capital for Meridian Wealth Management, Llc (registered 2022-05-11)
    May 16, 2022 · Advisor changed firm · fact
  • Henry Joseph Lessner left Southport Capital for Meridian Wealth Management, Llc (registered 2022-05-03)
    May 16, 2022 · Advisor changed firm · fact
  • Lynne Ann Witmer left Southport Capital for One Wealth Map, Llc (registered 2015-01-05)
    May 16, 2022 · Advisor changed firm · fact
  • 2 advisors left Southport Capital (Allen, TX) for Meridian Wealth Management, LLC on the same day
    May 16, 2022 · Team lift-out · derived
  • 2 advisors left Southport Capital (Mount Pleasant, SC) for Gunderson Capital Management on the same day
    May 16, 2022 · Team lift-out · derived
  • Bryan Craig Wisda left Southport Capital for Almega Wealth Management (registered 2021-10-06)
    Apr 5, 2022 · Advisor changed firm · fact
  • Southport Capital reported 4 offices beyond its principal office, down from 14 (2021-11-03 to 2022-03-23)
    Mar 23, 2022 · Office count change · derived
  • Southport Capital reported 5 state-registered advisory representatives, down from 21 (2021-11-03 to 2022-03-23)
    Mar 23, 2022 · Advisor headcount change · derived
  • Clayton James Parker (Shareholder) no longer on Schedule A of Southport Capital (listed 2021-11-03, absent 2022-03-23)
    Mar 23, 2022 · Control person left · inference
  • Frank E Hicks left Southport Capital for Brookstone Wealth Advisors, Llc (registered 2022-04-26)
    Mar 2, 2022 · Advisor changed firm · fact
  • Conrad Brian Levesque left Southport Capital for Prosperity Capital Advisors (registered 2022-01-10)
    Jan 5, 2022 · Advisor changed firm · fact
  • Brian Conrad Levesque (Manager) appeared on Schedule A of Southport Capital
    Nov 3, 2021 · Control person joined · fact
  • Arthur James Wilson (Chief Financial Officer) appeared on Schedule A of Southport Capital
    Apr 12, 2021 · Control person joined · fact
  • Southport Capital reported RAUM $824.0M, up 30% from $631.9M (2020-07-24 to 2021-02-19)
    Feb 19, 2021 · RAUM change · derived
  • Southport Capital reported RAUM $631.9M, up 60% from $395.2M (2019-11-19 to 2020-03-17)
    Mar 17, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026