RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••• G•••••
- O•••• I••••••••• I••• BD affiliated currentsince Mar 13, 2017 · Miami, Fl
- E•••• N••••••• S••••••••• I••• formerAug 21, 2012 to Aug 30, 2012 · Miami, Fl
- M••••• S•••••• wirehouseJun 15, 2011 to Apr 20, 2012 · Miami, Fl
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Aug 30, 2012, registered Mar 13, 2017 (1656 days) · Other
- M••••• S•••••• to E•••• N••••••• S••••••••• I•••left Apr 20, 2012, registered Aug 21, 2012 (123 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address