RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J•••••• D• S•••• E• S••••
- X• A••••••• U•• I••• other currentsince Dec 16, 2025 · Miami, Fl
- S••••• A••••••• I••• BD affiliatedApr 10, 2020 to Nov 11, 2025 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 9, 2017 to Mar 6, 2020 · Miami, Fl
- S••••• A••••••• I••• to X• A••••••• U•• I•••left Nov 11, 2025, registered Dec 16, 2025 (35 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• A••••••• I•••left Mar 6, 2020, registered Apr 10, 2020 (35 days) · Wirehouse to affiliated broker-dealer or bank
- A•••••• J•••••• D• S•••• E• S•••• left S••••• A••••••• I••• for X• A••••••• U•• I••• (registered 2025-12-16)Nov 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address