DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Latest filing Apr 20, 2026
First filing on the tape Dec 17, 2018 · 28 filings
SEC status approved since Jan 30, 2019
RAUM
$792M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
12%
$97.1M individuals and HNW
Advisors
30
registered through the firm on IAPD
RAUM per advisor
$26.4M
derived; firm RAUM over IAPD count
Employees
34
27 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$792M as of Apr 20, 2026
Mar 25, 2019$116M then
HNW client RAUM$97.1M as of Apr 20, 2026
Mar 25, 2019$3.4M then
State-registered IARs (5.B.3)28 as of Apr 20, 2026
Mar 25, 201911 then
Employees (5.A)34 as of Apr 20, 2026
Mar 25, 201915 then
Private funds1 as of Oct 7, 2025
Mar 25, 20191 then
RAUM -49% over the last fiscal year-20% a year over threeIARs 26 to 28
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $26.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 15.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $244MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$449M57%
- Corporations and businesses$247M31%
- High-net-worth individuals$97.1M12%
- Individual clients
- n/areported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 258reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.12 fund_share=0.57 institutional_share=0.0 related_bd=true related_bank=false bd_reps=28.0derived
Advisors registered through the firm
30 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• J•••• V•••••• | Miami, Fl | Jun 15, 2018 | 23 y | 2 |
| C•••• F•••••• F•••• | Miami, Fl | Jul 16, 2018 | 10 y | 0 |
| T••••• S••••• | Miami, Fl | Oct 26, 2020 | 15 y | 0 |
| G•••••• C•••••••• R•••••• | Miami, Fl | Feb 24, 2021 | 10 y | 0 |
| J••• F••••••• C•••••• T•••• | Miami, Fl | Dec 16, 2021 | 11 y | 0 |
| I••• N•••• R•••• | Miami, Fl | Jun 1, 2022 | 15 y | 0 |
| C•••••• R••••• | Miami, Fl | Aug 31, 2022 | 16 y | 1 |
| A•••••• G•••• | Winter Garden, Fl | Sep 26, 2022 | 18 y | 2 |
| M•••••• C•••••• P••••••••• S•••• | Miami, Fl | Nov 21, 2022 | 11 y | 0 |
| M••••••• D• O••••••• F•••••• | Miami, Fl | Jan 5, 2023 | 13 y | 0 |
| T•••• G••••• N•••• P•••••• | Miami, Fl | Mar 30, 2023 | 14 y | 0 |
| B•••• J••• C••••••• | Miami, Fl | Apr 7, 2023 | 11 y | 0 |
| R••••• V•• P••• D• O••••••• | Miami, Fl | Oct 3, 2023 | 16 y | 0 |
| M•••• E•••••• D• H••••••• A•••••• | Miami, Fl | Oct 5, 2023 | 24 y | 0 |
| P•••• P• R•••••• | Miami, Fl | Mar 25, 2024 | 12 y | 0 |
| F•••••••• F••••• D• P•••• | Miami, Fl | Apr 1, 2024 | 13 y | 0 |
| A•••• C••••••• C••••• | Miami, Fl | Jul 25, 2024 | 10 y | 0 |
| F••••••• P••••••• D• O••••••• | Miami, Fl | Jul 30, 2024 | 12 y | 0 |
| C••• H••••••• C•••• B•••• | Miami, Fl | Sep 11, 2024 | 11 y | 0 |
| B•••• G•••• Z•••••• | Miami, Fl | Oct 16, 2024 | 10 y | 0 |
| E•••••• M••••• | Miami, Fl | Oct 16, 2024 | 12 y | 0 |
| L•••• A•••••• J• S•••••• R•••••• | Miami, Fl | Jan 7, 2025 | 16 y | 0 |
| A•• C••••••• D• R•••• C•••• | Miami, Fl | Apr 22, 2025 | 11 y | 0 |
| F••••• V••••• G••••• | Miami, Fl | Jun 3, 2025 | 11 y | 0 |
| F••••• Y••••• L••••• | Miami, Fl | Nov 5, 2025 | 10 y | 0 |
| C••••• R• F••••••• L••• | Miami, Fl | Nov 25, 2025 | 25 y | 5 |
| A•••••• J•••••• D• S•••• E• S•••• | Miami, Fl | Dec 16, 2025 | 16 y | 2 |
| M•••••• U•••••• | Miami, Fl | Jan 15, 2026 | 12 y | 1 |
| M•••• B•••• D• A•••• | Miami, Fl | Jun 22, 2026 | 12 y | 0 |
| R•••••• T•••••• S••••••• C••••••• | Miami, Fl | Aug 21, 2026 | 12 y | 0 |
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.7% of current headcount10 left over 36 months
Left, latest
- M•••• L•••• D•• R••• to B•• P•••••• A•••• M••••••••• U• • L••Dec 8, 2025 · Other
- L••• F••••• to M••••• S••••••Oct 20, 2025 · Other
- F••••••• A•••••• to M••••• S••••••Mar 13, 2025 · Other
- L•••• G•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 20, 2024 · Other
- R•••••• C•••• D• F•••••• P••••••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••Jul 18, 2024 · Other
- F••••• S••• L•••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••Jul 18, 2024 · Other
- F••••••• D• C••••••• O••• C•••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••Jul 18, 2024 · Other
- T••••• F••••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••Jul 18, 2024 · Other
- K•••• S•••••••• to I••• I••••••••• S••••••••• I•••Apr 4, 2024 · Other
- B•••• L••••••••• G•••• to U•• F•••••••• S••••••• I•••Oct 30, 2023 · Other
- R•••••• A•••••• J••••• to U•• F•••••••• S••••••• I•••Aug 30, 2023 · Other
- I•••••• J••••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••Aug 22, 2023 · Other
- A•••• G••••• D• C••••• C•••• to J••• M••••• S••••••••• L••May 31, 2023 · Other
- L•••• M••••• M••••• to J••• M••••• S••••••••• L••Dec 2, 2022 · Other
- M••••• F••••• D• A•••••• B•••••• to B•• P•••••• A•••• M••••••••• U• • L••Aug 22, 2022 · Other
Joined, latest
- M•••••• U•••••• from H•••••••• A•••• M••••••••• L••Jan 15, 2026 · Other
- A•••••• J•••••• D• S•••• E• S•••• from S••••• A••••••• I•••Dec 16, 2025 · Other
- C••••• R• F••••••• L••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Nov 25, 2025 · Other
- K•••• S•••••••• from B••••••• W••••• M••••••••• L••May 19, 2023 · Other
- A•••••• G•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 26, 2022 · Other
- C•••••• R••••• from S•••••••• S•••••••••Aug 31, 2022 · Other
- I•••••• J••••• from J••• M••••• S••••••••• L••Jul 19, 2021 · Other
- M••••• F••••• D• A•••••• B•••••• from W•••• F•••• A•••••••Nov 21, 2019 · Other
- R•••••• J•••• V•••••• from E•• C•••••• A••••••• I•••Jun 15, 2018 · Other
- I•••• T••••• S•••• C••••• from E•• C•••••• A••••••• I•••Jun 15, 2018 · Other
- R•••••• A•••••• J••••• from N•••••• A•••••• A•••••••••Apr 10, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for E•• P•••••• W••••• M••••••••• ••••••••• C••••Jul 18, 2024 · Miami, Fl
- 2 joined from E•• C•••••• A••••••• I•••Mar 6, 2017 · Miami, Fl
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•• C••••• S••••••••• P•••••••• | Other P•••••• Fund | $163,746 | 14 | Dec 17, 2018 |
Owners and control persons
Schedule A and B, latest filing
- F••••• C••••• F•••••• · Sole Director, President, Treasurer, Secretary, Head Of Wealth Managementcontrolsince 06/2024 · owns less than 5%
- G••••• A•••••• M••••• · Operations Officercontrolsince 09/2018 · owns less than 5%
- W•••••• J••••• R••• · Chief Compliance Officercontrolsince 05/2015 · owns less than 5%
Entity owners
- X• I•• · Ownerdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- X• A••••••• L•••investment advisern
- X• C•••••••• D• S•••••• L•••real estaten
- X• G••••• D• R••••••• L•••investment advisern
- X• G••••• S••••••••• S••y
- X• I••••••••• U• L••broker-dealern
- X• I••••••••• C•••••••• D• C•••••• V•••••• E• T•••••• M••••••••• S•broker-dealern
- X• I••••••••• U•• L••broker-dealern
- X• M••••••• S••••••••• S••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 30 | 6 | 2 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 20, 2026discretionary share of RAUM moved from 61.0% to 91.0% between the annual amendments of 2025-03-19 and 2026-04-20peers: other advisers, $500M to $1B (95)
- institutional asset share shiftChange between filings · filing Apr 20, 2026institutional share of RAUM moved from 65.0% to 31.0% between the annual amendments of 2025-03-19 and 2026-04-20peers: other advisers, $500M to $1B (95)
- RAUM down 25 %Change between filings · filing Apr 20, 2026RAUM (Item 5.F) moved from $1,563,934,974 to $792,319,508 (-49.0%) between the annual amendments of 2025-03-19 and 2026-04-20; the peer median change was +12.0% (87 comparable advisers, 2.0th percentile of changes)peers: other advisers, $500M to $1B (87) · 2.3% percentile
What changed
consecutive filings, newest first
- Accounts · 386 to 258Oct 7, 2025 to Mar 30, 2026
- Advisory employees · 26 to 27Oct 7, 2025 to Mar 30, 2026
- BD registered reps · 31 to 28Oct 7, 2025 to Mar 30, 2026
- Corporate clients · 282 to 165Oct 7, 2025 to Mar 30, 2026
- HNW clients · 87 to 82Oct 7, 2025 to Mar 30, 2026
- Pooled vehicle clients · 17 to 11Oct 7, 2025 to Mar 30, 2026
- Employees · 32 to 34Oct 7, 2025 to Mar 30, 2026
- State-registered IARs · 26 to 28Oct 7, 2025 to Mar 30, 2026
- Private funds · 1 to unsetOct 7, 2025 to Mar 30, 2026
- Discretionary RAUM · $961M to $721MOct 7, 2025 to Mar 30, 2026
- HNW RAUM · $93.2M to $97.1MOct 7, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $603M to $71.0MOct 7, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $461M to $449MOct 7, 2025 to Mar 30, 2026
- RAUM · $1.6B to $792MOct 7, 2025 to Mar 30, 2026
- Accounts · 484 to 386Nov 11, 2024 to Mar 19, 2025
- BD registered reps · 26 to 31Nov 11, 2024 to Mar 19, 2025
- Corporate clients · 346 to 282Nov 11, 2024 to Mar 19, 2025
- HNW clients · unset to 87.0Nov 11, 2024 to Mar 19, 2025
- Individual clients · 123.0 to unsetNov 11, 2024 to Mar 19, 2025
- Pooled vehicle clients · 15 to 17Nov 11, 2024 to Mar 19, 2025
- Employees · 33 to 32Nov 11, 2024 to Mar 19, 2025
- Financial planning clients · unset to Nov 11, 2024 to Mar 19, 2025
- Discretionary RAUM · $891M to $961MNov 11, 2024 to Mar 19, 2025
- HNW RAUM · unset to 93235889.0Nov 11, 2024 to Mar 19, 2025
- Individual RAUM · 188406488.0 to unsetNov 11, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $643M to $603MNov 11, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $502M to $461MNov 11, 2024 to Mar 19, 2025
- RAUM · $1.5B to $1.6BNov 11, 2024 to Mar 19, 2025
- Advisory activities · 3 to 4Jul 25, 2024 to Nov 11, 2024
- Advisory activities · 2 to 3Mar 28, 2024 to Jul 25, 2024
- Accounts · 386 to 484Jan 9, 2024 to Mar 28, 2024
- Advisory employees · 21 to 26Jan 9, 2024 to Mar 28, 2024
- BD registered reps · 21 to 26Jan 9, 2024 to Mar 28, 2024
- Corporate clients · 305 to 346Jan 9, 2024 to Mar 28, 2024
- HNW clients · 74.0 to unsetJan 9, 2024 to Mar 28, 2024
- Individual clients · unset to 123.0Jan 9, 2024 to Mar 28, 2024
- Pooled vehicle clients · 7 to 15Jan 9, 2024 to Mar 28, 2024
- Employees · 30 to 33Jan 9, 2024 to Mar 28, 2024
- State-registered IARs · 21 to 26Jan 9, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.0B to $891MJan 9, 2024 to Mar 28, 2024
Signals
34 dated events
- X• A••••••• U•• I••• reported RAUM $792.3M, down 49% from $1.6B (2025-10-07 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M•••• L•••• D•• R••• left X• A••••••• U•• I••• for B•• P•••••• A•••• M••••••••• U• • L•• (registered 2026-01-13)Dec 8, 2025 · Advisor changed firm · fact
- L••• F••••• left X• A••••••• U•• I••• for M••••• S•••••• (registered 2025-10-28)Oct 20, 2025 · Advisor changed firm · fact
- F••••••• A•••••• left X• A••••••• U•• I••• for M••••• S•••••• (registered 2025-07-31)Mar 13, 2025 · Advisor changed firm · fact
- L•••• G•••••• left X• A••••••• U•• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-09-18)Aug 20, 2024 · Advisor changed firm · fact
- T••••• F••••• (Head Of Wealth Management) no longer on Schedule A of X• A••••••• U•• I••• (listed 2024-03-28, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- F•••••• C•••• F•••• (Sole Director, President, Treasurer, Secretary, Head Of Wealth Management) appeared on Schedule A of X• A••••••• U•• I•••Jul 25, 2024 · Control person joined · fact
- R•••••• C•••• D• F•••••• P••••••• left X• A••••••• U•• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2025-02-21)Jul 18, 2024 · Advisor changed firm · fact
- T••••• F••••• left X• A••••••• U•• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2025-03-27)Jul 18, 2024 · Advisor changed firm · fact
- F••••••• D• C••••••• O••• C•••• left X• A••••••• U•• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2025-03-27)Jul 18, 2024 · Advisor changed firm · fact
- F••••• S••• L•••• left X• A••••••• U•• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2025-02-28)Jul 18, 2024 · Advisor changed firm · fact
- 4 advisors left X• A••••••• U•• I••• (Miami, FL) for E•• P•••••• W••••• M••••••••• ••••••••• C•••• on the same dayJul 18, 2024 · Team lift-out · derived
- K•••• S•••••••• left X• A••••••• U•• I••• for I••• I••••••••• S••••••••• I••• (registered 2024-04-18)Apr 4, 2024 · Advisor changed firm · fact
- C••••• R•••••• B••••• (President, Director, Treasurer, Secretary) no longer on Schedule A of X• A••••••• U•• I••• (listed 2023-03-31, absent 2024-01-09)Jan 9, 2024 · Control person left · inference
- B•••• L••••••••• G•••• left X• A••••••• U•• I••• for U•• F•••••••• S••••••• I••• (registered 2023-11-01)Oct 30, 2023 · Advisor changed firm · fact
- R•••••• A•••••• J••••• left X• A••••••• U•• I••• for U•• F•••••••• S••••••• I••• (registered 2024-04-29)Aug 30, 2023 · Advisor changed firm · fact
- I•••••• J••••• left X• A••••••• U•• I••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2024-01-24)Aug 22, 2023 · Advisor changed firm · fact
- A•••• G••••• D• C••••• C•••• left X• A••••••• U•• I••• for J••• M••••• S••••••••• L•• (registered 2026-04-13)May 31, 2023 · Advisor changed firm · fact
- L•••• M••••• M••••• left X• A••••••• U•• I••• for J••• M••••• S••••••••• L•• (registered 2023-03-06)Dec 2, 2022 · Advisor changed firm · fact
- M••••• F••••• D• A•••••• B•••••• left X• A••••••• U•• I••• for B•• P•••••• A•••• M••••••••• U• • L•• (registered 2024-04-22)Aug 22, 2022 · Advisor changed firm · fact
- X• A••••••• U•• I••• reported RAUM $1.4B, up 63% from $835.9M (2021-07-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Alcazas Rodrigo Jabali (President) no longer on Schedule A of X• A••••••• U•• I••• (listed 2021-07-08, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- X• A••••••• U•• I••• reported RAUM $835.9M, up 113% from $393.0M (2021-01-19 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Beny Podlubny (Director, Treasurer, Secretary) no longer on Schedule A of X• A••••••• U•• I••• (listed 2021-01-19, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- C••••• R•••••• B••••• (Director, Treasurer, Secretary) appeared on Schedule A of X• A••••••• U•• I•••Mar 31, 2021 · Control person joined · fact
- Golsman Eliza Pepper (Head Of Wealth Management) no longer on Schedule A of X• A••••••• U•• I••• (listed 2020-04-02, absent 2020-06-17)Jun 17, 2020 · Control person left · inference
- T••••• F••••• (Head Of Wealth Management) appeared on Schedule A of X• A••••••• U•• I•••Jun 17, 2020 · Control person joined · fact
- X• A••••••• U•• I••• reported RAUM $393.0M, up 239% from $115.8M (2019-08-19 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Beny Podlubny (Director, Treasurer, Secretary) appeared on Schedule A of X• A••••••• U•• I•••Mar 31, 2020 · Control person joined · fact
- Mariel Adelia Gomez (Operations Officer) appeared on Schedule A of X• A••••••• U•• I•••Mar 31, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- X• I••. · Family Officesshared cik · company
How to reach
public business contact points only, each with its source
- Principal office phone
- 786-725-5983reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $26.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026