DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Natasha Marie Sparks
Feed of 09/15/2026
Also filed as Natasha Marie Sparks
At current firm
0 y
since Nov 6, 2025
In the industry
12 y
since Jul 19, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Thurston Springer Advisors BD affiliated currentsince Nov 6, 2025 · Bloomfield Hills, Mi
- Stifel, Nicolaus & Company, Incorporated national BDDec 8, 2016 to Feb 27, 2023 · St. Louis, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 4, 2014 to Dec 14, 2016 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- Stifel, Nicolaus & Company, Incorporated to Thurston Springer Advisorsleft Feb 27, 2023, registered Nov 6, 2025 (983 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Stifel, Nicolaus & Company, Incorporatedleft Dec 14, 2016, registered Dec 8, 2016 (-6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Natasha Marie Sparks left Stifel, Nicolaus & Company, Incorporated for Thurston Springer Advisors (registered 2025-11-06)Feb 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address