RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C•••• T•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 25, 2025 · San Diego, Ca
- R•••••• J•••• • A••••••••• I••• national BDMay 9, 2018 to Jun 26, 2025 · Greenville, Sc
- S• A•••••••• L•• independent RIAMar 2, 2017 to Mar 13, 2018 · Greenville, Sc
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Jun 26, 2025, registered Jun 25, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- S• A•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Mar 13, 2018, registered May 9, 2018 (57 days) · Affiliated broker-dealer or bank to another
- J•••• C•••• T••••••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2025-06-25)Jun 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address