DFX Intelligence
RIA Intelligence
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Registered advisor
K•••• D• Q••••••
Feed of 09/14/2026
At current firm
2 y
since Nov 16, 2023
In the industry
13 y
since Dec 6, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 16, 2023 · Miami, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 31, 2017 to Nov 15, 2023 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 15, 2023, registered Nov 16, 2023 (1 days) · Affiliated broker-dealer or bank to another
Signals
- K•••• D• Q•••••• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-11-16)Nov 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address