RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T•
- V••••••• A•••••••• I••• BD affiliated currentsince Feb 4, 2026 · Malvern, Pa
- C••••••• S••••••••• I••• BD affiliatedJul 7, 2022 to Aug 23, 2024 · Philadelphia, Pa
- T• P•••••• C••••• W••••• L•• BD affiliatedAug 31, 2021 to May 27, 2022 · Haddon Township, Nj
- C••••••• S••••••••• I••• to V••••••• A•••••••• I•••left Aug 23, 2024, registered Feb 4, 2026 (530 days) · Affiliated broker-dealer or bank to another
- T• P•••••• C••••• W••••• L•• to C••••••• S••••••••• I•••left May 27, 2022, registered Jul 7, 2022 (41 days) · Affiliated broker-dealer or bank to another
- J•••• T• left C••••••• S••••••••• I••• for V••••••• A•••••••• I••• (registered 2026-02-04)Aug 23, 2024 · Advisor changed firm · fact
- J•••• T• left T• P•••••• C••••• W••••• L•• for C••••••• S••••••••• I••• (registered 2022-07-07)May 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address