RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• C••••••
- G•••••• W••••• A••••••• independent RIA currentsince Nov 17, 2025 · Mansfield, Ma
- C•••••• P••••••• C•••••• state registered currentsince Dec 5, 2019 · Mansfield, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Sep 10, 2019 · No. Attleborough, Ma
- M•••••• independent RIAFeb 12, 2016 to Feb 1, 2018 · North Attleboro, Ma
- M•• F•••••••• S•••••••• I••• formerMar 20, 2015 to Mar 25, 2017 · No. Attleborough, Ma
- M•••••• independent RIADec 10, 2012 to Apr 8, 2013 · Maitland, Fl
- N•• E•••••• S••••••••• C••••••••• formerNov 5, 2012 to Apr 1, 2013 · Maitland, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 6, 2011 to Jul 27, 2012 · Jupiter, Fl
- M•• I•••••••• S•••••••• L•• to C•••••• P••••••• C••••••left Sep 10, 2019, registered Dec 5, 2019 (86 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•••••• to M•• I•••••••• S•••••••• L••left Feb 1, 2018, registered Mar 25, 2017 (-313 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to M••••••left Mar 25, 2017, registered Feb 12, 2016 (-407 days) · Other · moved with a team
- M•••••• to M•• F•••••••• S•••••••• I•••left Apr 8, 2013, registered Mar 20, 2015 (711 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M••••••left Apr 1, 2013, registered Dec 10, 2012 (-112 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• E•••••• S••••••••• C•••••••••left Jul 27, 2012, registered Nov 5, 2012 (101 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address