DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gannett Wealth Advisors
Legal name Sound Advisory, LLC
Latest filing Aug 13, 2026
First filing on the tape Mar 3, 2025 · 7 filings
SEC status approved since Feb 3, 2025
RAUM
$90.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$88.9M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$15.0M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$90.2M as of Aug 13, 2026
Mar 3, 2025$69.9M then
HNW client RAUM$87.0M as of Aug 13, 2026
Mar 3, 2025$66.4M then
State-registered IARs (5.B.3)6 as of Aug 13, 2026
Mar 3, 20255 then
Employees (5.A)6 as of Aug 13, 2026
Mar 3, 20259 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- $15.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $690,270derivedHNW RAUM over HNW clients
- Average account
- $289,168derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.4derived15 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +96%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $15.2M, 16 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$87.0M96%
- Individuals$1.9M2.1%
- Charitable organizations$1.4M1.5%
- Individual clients
- 9reported
- HNW clients
- 126reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 312reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.2M for 16 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Vaughn William KellermanCertified Financial Planner | Cleve, Oh | May 29, 2024 | 12 y | 3 |
| Malcolm Emmanuel Walton | Frisco, Tx | Feb 14, 2025 | 14 y | 2 |
| Nick Andrew Krautscheid | Portland, Or | Feb 14, 2025 | 11 y | 0 |
| Corey William Thacker | Middleton, Id | Feb 14, 2025 | 10 y | 2 |
| Alexander KochanaszCertified Financial Planner | Middleton, Id | Jul 22, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- Jessy Lee Gilger to Verify WealthAug 13, 2026 · RIA to a state-registered adviser
Joined, latest
- Corey William Thacker from MML Investors Services, LLCFeb 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Malcolm Emmanuel Walton from Fisher InvestmentsFeb 14, 2025 · RIA to RIA
- Vaughn William Kellerman from Hcm Wealth AdvisorsMay 29, 2024 · RIA to RIA
- Jessy Lee Gilger from Eagle Island FinancialOct 10, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Vaughn Kellerman · Director Of Financial Planning And Chief Compliance Officercontrolsince 08/2026 · owns less than 5%
Entity owners
- Gannett Trust Company, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Middleton, Id | 6 | 1 | 0 | ||
| Nashville, Tn | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing Aug 13, 2026offices per registered advisor of 2.5 against a peer median of 0.6 (33 comparable advisers, 100.0th percentile, 4.8 robust deviations)peers: independent wealth managers, under $100M (33) · 100% percentile
- RAUM up 25 %Change between filings · filing Mar 2, 2026RAUM (Item 5.F) moved from $69,904,180 to $90,220,337 (+29.0%) between the annual amendments of 2025-03-03 and 2026-03-02; the peer median change was +8.0% (219 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 91% percentile
What changed
consecutive filings, newest first
- Advisory employees · 7 to 6Mar 2, 2026 to Aug 13, 2026
- Employees · 8 to 6Mar 2, 2026 to Aug 13, 2026
- State-registered IARs · 7 to 6Mar 2, 2026 to Aug 13, 2026
- Accounts · 168 to 312Nov 14, 2025 to Feb 3, 2026
- HNW clients · 54 to 126Nov 14, 2025 to Feb 3, 2026
- Individual clients · 15 to 9Nov 14, 2025 to Feb 3, 2026
- Assets in custody · $8.7M to $15.2MNov 14, 2025 to Feb 3, 2026
- Employees · 11 to 8Nov 14, 2025 to Feb 3, 2026
- Insurance-licensed employees · 0 to 1Nov 14, 2025 to Feb 3, 2026
- Financial planning clients · 51-100 to 101-250Nov 14, 2025 to Feb 3, 2026
- State-registered IARs · 6 to 7Nov 14, 2025 to Feb 3, 2026
- Discretionary RAUM · $69.9M to $90.2MNov 14, 2025 to Feb 3, 2026
- HNW RAUM · $66.4M to $87.0MNov 14, 2025 to Feb 3, 2026
- Individual RAUM · $2.5M to $1.9MNov 14, 2025 to Feb 3, 2026
- RAUM · $69.9M to $90.2MNov 14, 2025 to Feb 3, 2026
- Employees · 10 to 11Jul 22, 2025 to Nov 14, 2025
- Advisory employees · 6 to 7Jul 22, 2025 to Nov 14, 2025
- Business name · SOUND ADVISORY to GANNETT WEALTH ADVISORSJul 22, 2025 to Nov 14, 2025
- Advisory employees · 5 to 6May 12, 2025 to Jul 22, 2025
- Employees · 9 to 10May 12, 2025 to Jul 22, 2025
- Financial planning clients · 51-100 to 51-100May 12, 2025 to Jul 22, 2025
- State-registered IARs · 5 to 6May 12, 2025 to Jul 22, 2025
- Advisory activities · 4 to 5Mar 3, 2025 to May 12, 2025
Signals
1 dated events
- Jessy Lee Gilger left Gannett Wealth Advisors for Verify Wealth (registered 2026-08-13)Aug 13, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mysoundadvisoryreportedpublic record, Form ADV, Sep 17, 2026
- Website
- gannettwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (208)254-0142reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $15.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026