RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• G•••• B••••
- B••••••••• A•••• M••••••••• L•• state registered currentsince Jan 5, 2024 · Orange Beach, Al
- B••••••••• A•••• M••••••••• L•• state registeredDec 14, 2017 to Dec 31, 2023 · Orange Beach, Al
- T••••• L•• independent RIAAug 16, 2016 to Jan 2, 2018 · Chattanooga, Tn
- M••••• S•••••• wirehouseDec 6, 2012 to Aug 31, 2016 · Chattanooga, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 12, 2011 to Dec 5, 2012 · Chattanooga, Tn
- T••••• L•• to B••••••••• A•••• M••••••••• L••left Jan 2, 2018, registered Dec 14, 2017 (-19 days) · Other
- M••••• S•••••• to T••••• L••left Aug 31, 2016, registered Aug 16, 2016 (-15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Dec 5, 2012, registered Dec 6, 2012 (1 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address