RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••• S••••••
- G••• L••• A•••••••• L•• independent RIA currentsince May 21, 2018 · Celebration, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 21, 2016 to May 21, 2018 · Alexandria, Va
- S••••••• I••••••••• S•••••••• I••• formerJul 17, 2014 to Dec 31, 2016 · Burke, Va
- B••• I••••••••• S•••••••• I••• formerJul 17, 2012 to Jul 17, 2014 · Falls Church, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJul 21, 2011 to Jul 3, 2012 · Manassas, Va
- T••••• A••••••• S•••••••• I••• to G••• L••• A•••••••• L••left May 21, 2018, registered May 21, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 17, 2014, registered Jul 17, 2014 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••• I••••••••• S•••••••• I•••left Jul 3, 2012, registered Jul 17, 2012 (14 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address