RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••• W•••••••••
- S••••• A••••••• W•••••• L•• independent RIA currentsince Mar 16, 2023 · Detroit, Mi
- J• W• C••• A•••••••• I••• BD affiliatedApr 16, 2019 to Dec 1, 2022 · Southfield, Mi
- G••••• F•••••••• P•••••• C••••••• I••• formerNov 16, 2018 to Apr 23, 2019 · Southfield, Mi
- G••••• F•••••••• P•••••• C••••••• I••• formerMar 4, 2014 to Oct 1, 2018 · Southfield, Mi
- J• W• C••• A•••••••• I••• to S••••• A••••••• W•••••• L••left Dec 1, 2022, registered Mar 16, 2023 (105 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- G••••• F•••••••• P•••••• C••••••• I••• to J• W• C••• A•••••••• I•••left Apr 23, 2019, registered Apr 16, 2019 (-7 days) · corporate re-registration, not a move
- J•••• A••• W••••••••• left J• W• C••• A•••••••• I••• for S••••• A••••••• W•••••• L•• (registered 2023-03-16)Dec 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address