DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Signal Advisors Wealth, LLC
Latest filing Aug 27, 2026
First filing on the tape Nov 9, 2022 · 23 filings
SEC status approved since Dec 8, 2022
RAUM
$1.7B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$1.7B individuals and HNW
Advisors
47
registered through the firm on IAPD
RAUM per advisor
$35.9M
derived; firm RAUM over IAPD count
Employees
37
37 advisory (5.B.1)
Offices
18
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.7B as of Aug 27, 2026
Mar 27, 2023$134M then
HNW client RAUM$697M as of Aug 27, 2026
Mar 13, 2024$110M then
State-registered IARs (5.B.3)37 as of Aug 27, 2026
Mar 27, 202317 then
Employees (5.A)37 as of Aug 27, 2026
Mar 27, 202317 then
Private funds: no history
RAUM +45% over the last fiscal year+133% a year over threeIARs 9 to 37offices 16 to 18
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- $35.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $158,757derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.5derived19 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +311%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +116%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $62.0MreportedItem 5.I
- Custody
- $14.0M, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$992M59%
- High-net-worth individuals$697M41%
- Individual clients
- 4,343reported
- HNW clients
- 473reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10,642reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $14.0M for 110 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
47 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Josef Alan Waltenbaugh | Detroit, Mi | Mar 16, 2023 | 13 y | 3 |
| John Ryan Heath | Detroit, Mi | Mar 20, 2023 | 25 y | 5 |
| David Kai Jesiolowski | Ridgeland, Ms | Sep 19, 2023 | 23 y | 2 |
| Joshua Harrison Taffer | Detroit, Mi | Sep 19, 2023 | 11 y | 5 |
| Paul August BuckleCertified Financial Planner | Detroit, Mi | Jan 22, 2024 | 11 y | 3 |
| Sean MccomberCertified Financial Planner | Detroit, Mi | Mar 14, 2024 | 17 y | 7 |
| Alexander Michael Santa | Detroit, Mi | Jun 12, 2024 | 10 y | 1 |
| Jason Rindskopf | Huntersville, Nc | Aug 30, 2024 | 21 y | 2 |
| H. Terry Martine | Detroit, Mi | Oct 31, 2024 | 25 y | 8 |
| Paul Leszek Kisielewski | Asheville, Nc | Jan 30, 2025 | 14 y | 0 |
| Raul Rodriguez | Northlake, Tx | Feb 24, 2025 | 15 y | 3 |
| Robert Wayne Falter | Harrisonburg, Va | Mar 21, 2025 | 17 y | 2 |
| Shawn Kent Hicks | Detroit, Mi | Mar 26, 2025 | 14 y | 2 |
| James Neal Lavy | Beavercreek, Oh | Mar 27, 2025 | 29 y | 2 |
| James Michael MorrisChartered Financial Consultant | Detroit, Mi | Jun 16, 2025 | 20 y | 3 |
| Eric Michael Barr | Boulder, Co | Jun 17, 2025 | 31 y | 7 |
| Randall J. Cashmore | Grayslake, Il | Jul 25, 2025 | 25 y | 7 |
| Steven L Rich | Detroit, Mi | Oct 6, 2025 | 12 y | 2 |
| Nicholas E. Yokley | Detroit, Mi | Oct 10, 2025 | 11 y | 0 |
| Robert Jacob Luman | Fort Worth, Tx | Oct 10, 2025 | 12 y | 0 |
| Christopher Lee Mccarley | Fort Worth, Tx | Oct 10, 2025 | 26 y | 0 |
| Nolan Gregory Stokes | Detroit, Mi | Nov 5, 2025 | 10 y | 2 |
| Levi Joshua Allison | Detroit, Mi | Nov 13, 2025 | 12 y | 1 |
| Jesse Dean Grutz | Detroit, Mi | Nov 13, 2025 | 17 y | 3 |
| Patrick Richard Kelly | Birmingham, Mi | Jan 1, 2026 | 15 y | 2 |
| Ian James Scobie | Detroit, Mi | Jan 21, 2026 | 12 y | 1 |
| Patrick Sean Scobie | Denver, Co | Feb 2, 2026 | 31 y | 1 |
| Raymond Albert PanquerneCertified Financial Planner | Baton Rouge, La | Mar 9, 2026 | 19 y | 4 |
| Jennifer Olano Ramos | Rancho Cucamonga, Ca | Mar 9, 2026 | 25 y | 0 |
| Jason Paul Inman | Baton Rouge, La | Mar 11, 2026 | 20 y | 3 |
| Jason Ashley Doise | Baton Rouge, La | Mar 11, 2026 | 22 y | 2 |
| Paul Eugene Seal | Detroit, Mi | Apr 9, 2026 | 10 y | 1 |
| Keith Richard Inman | Detroit, Mi | Apr 16, 2026 | 11 y | 2 |
| Brian Joseph Bartold | Livonia, Mi | Apr 16, 2026 | 15 y | 2 |
| Tiffany Anne Young | Livonia, Mi | Apr 16, 2026 | 15 y | 3 |
| John Tennes Weisser | Detroit, Mi | Apr 17, 2026 | 17 y | 0 |
| Ariel Monclova GonzalezChartered Financial Consultant | Detroit, Mi | Apr 22, 2026 | 12 y | 1 |
| Alan Lee CrouseCertified Financial Planner | Detroit, Mi | Apr 27, 2026 | 18 y | 5 |
| Kyon Pannill | Byron Center, Mi | Apr 27, 2026 | 11 y | 6 |
| Lashae Maurice Mcmillan | Glen Allen , Va | Jun 30, 2026 | 12 y | 4 |
Advisor movement
2 left, 26 joined in 12 months
net +24 in 12 months0 left in 90 days8 joined in 90 daysdeparture rate 4.3% of current headcount4 left over 36 months
Left, latest
- Lindsay Renee Lingo to Planwiser FinancialJun 16, 2026 · RIA to RIA
- Hillman Kye Mccann to Empower Advisory Group, LLCMay 12, 2026 · RIA to affiliated broker-dealer or bank
- Kyle Arthur Booras to Orion Portfolio Solutions, LLCNov 12, 2024 · RIA to affiliated broker-dealer or bank
- Matthew Howard Eilers to Ae Wealth Management, LLCNov 29, 2023 · Other
Joined, latest
- Brook Campbell from Geowealth Management LLCAug 28, 2026 · RIA to RIA
- Andrew Chancellor Cooke from Purpose Driven Wealth Advisors LLCAug 14, 2026 · Other
- Patrick B. Miles from Triad Wealth Partners, LLCJul 31, 2026 · RIA to RIA
- William Andrew Wallbank from Focus Partners Wealth, LLCJul 24, 2026 · RIA to RIA
- Billie Carter Miles from Simplicity WealthJul 22, 2026 · RIA to RIA
- Joshua Domagoi Carapina from Foundations Investment Advisors LLCJul 2, 2026 · RIA to RIA
- Lashae Maurice Mcmillan from Foundations Investment Advisors LLCJun 30, 2026 · RIA to RIA
- Kermit Dale Mcgregor from Foundations Investment Advisors LLCJun 30, 2026 · RIA to RIA
- Alan Lee Crouse from Alight Financial Advisors, LLCApr 27, 2026 · RIA to RIA
- Kyon Pannill from Compound Planning, Inc.Apr 27, 2026 · RIA to RIA
- Hillman Kye Mccann from LPL Financial LLCApr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ariel Monclova Gonzalez from Wealth For You Financial, LLCApr 22, 2026 · Other
- Brian Joseph Bartold from Coppell Advisory Solutions LLCApr 16, 2026 · RIA to RIA
- Keith Richard Inman from Raymond James & Associates, Inc.Apr 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Tiffany Anne Young from Coppell Advisory Solutions LLCApr 16, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Level Four Advisory ServicesMar 11, 2026 · Dallas, Tx
- 2 joined from Cabana Asset ManagementDec 24, 2025 · Denver, Co
- 2 joined from Ae Wealth Management, LLCMar 27, 2025 · Beavercreek, Oh
- 2 joined from Ae Wealth Management, LLCSep 14, 2023 · Ridgeland, Ms
- 2 joined from J. W. Cole Advisors, Inc.Dec 1, 2022 · Tampa, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jessica Hamm · Director Of Wealth Operationscontrolsince 06/2026 · owns less than 5%
- Ryan John Heath · Presidentcontrolsince 03/2023 · owns less than 5%
- Richard Patrick Kelly · Chief Executive Officercontrolsince 09/2020 · owns less than 5%
- Jean Veronica Leduc · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- Renee Lindsay Lingo · Operations Directorcontrolsince 03/2023 · owns less than 5%
- Michael James Morris · Chief Compliance Officercontrolsince 08/2025 · owns less than 5%
Entity owners
- Signal Advisors USA Inc · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Signal Advisors Insurance, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Detroit, Mi · principal | 43 | 26 | 1 | ||
| Baton Rouge, La | 4 | 3 | 0 | ||
| Fort Worth, Tx | 3 | 3 | 0 | ||
| Asheville, Nc | 2 | 0 | 0 | ||
| Beavercreek, Oh | 2 | 0 | 0 | ||
| Denver, Co | 2 | 2 | 0 | ||
| Livonia, Mi | 2 | 2 | 0 | ||
| Ontario, Ca | 2 | 2 | 0 | ||
| Ridgeland, Ms | 2 | 0 | 0 | ||
| Glen Allen, Va | 2 | 2 | 0 | ||
| Indiana, Pa | 2 | 2 | 0 | ||
| Ada, Mi | 0 | 0 | 0 | ||
| Greenbrier, Ar | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Asheville, NC1 employees
- Huntersville, NC1 employees
- Middletown, CT1 employees
- Ridgeland, MS1 employees
- West Des Moines, IA1 employees
- Wildwood, FL1 employees
- , 1 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 27, 2026LEDUC, VERONICA, JEAN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-13 and 2026-08-27peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 27, 2026Morris, James, Michael (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-13 and 2026-08-27peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 27, 2026Hamm, Jessica (DIRECTOR OF WEALTH OPERATIONS) appeared on Schedule A between the filings of 2024-03-13 and 2026-08-27peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 27, 2026LINGO, LINDSAY, RENEE (OPERATIONS DIRECTOR) left Schedule A between the filings of 2024-03-13 and 2026-08-27peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Mar 24, 2026advisory representatives (Item 5.B.3) moved from 9.0 to 37.0 (+311.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was 0.0% (999 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 100% percentile
- RAUM up 25 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $1,161,923,818 to $1,689,496,523 (+45.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was +17.0% (1297 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 91% percentile
- client count surgeChange between filings · filing Mar 24, 2026individual and HNW clients (Item 5.D) moved from 2,233.0 to 4,816.0 (+116.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was +5.0% (1132 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 99% percentile
- employee count surgeChange between filings · filing Mar 24, 2026employees (Item 5.A) moved from 14.0 to 37.0 (+164.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was +4.0% (1050 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 100% percentile
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 15.0% to 41.0% between the annual amendments of 2025-04-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Other offices · 19 to 18May 26, 2026 to Aug 27, 2026
- Advisory activities · 3 to 4Mar 24, 2026 to May 26, 2026
- Accounts · 10,250 to 10,642Nov 3, 2025 to Mar 24, 2026
- Advisory employees · 10 to 37Nov 3, 2025 to Mar 24, 2026
- BD registered reps · 0 to 2Nov 3, 2025 to Mar 24, 2026
- HNW clients · 396 to 473Nov 3, 2025 to Mar 24, 2026
- Individual clients · 3,861 to 4,343Nov 3, 2025 to Mar 24, 2026
- Assets in custody · $38.9M to $14.0MNov 3, 2025 to Mar 24, 2026
- Employees · 15 to 37Nov 3, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 0Nov 3, 2025 to Mar 24, 2026
- State-registered IARs · 10 to 37Nov 3, 2025 to Mar 24, 2026
- Other offices · 18 to 19Nov 3, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.4B to $1.6BNov 3, 2025 to Mar 24, 2026
- HNW RAUM · $513M to $697MNov 3, 2025 to Mar 24, 2026
- Individual RAUM · $840M to $992MNov 3, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $895,658 to $55.5MNov 3, 2025 to Mar 24, 2026
- RAUM · $1.4B to $1.7BNov 3, 2025 to Mar 24, 2026
- Accounts · 12,187 to 10,250Aug 12, 2025 to Nov 3, 2025
- Advisory employees · 9 to 10Aug 12, 2025 to Nov 3, 2025
- HNW clients · 565 to 396Aug 12, 2025 to Nov 3, 2025
- Individual clients · 1,668 to 3,861Aug 12, 2025 to Nov 3, 2025
- Assets in custody · $26.8M to $38.9MAug 12, 2025 to Nov 3, 2025
- Employees · 14 to 15Aug 12, 2025 to Nov 3, 2025
- State-registered IARs · 9 to 10Aug 12, 2025 to Nov 3, 2025
- Other offices · 16 to 18Aug 12, 2025 to Nov 3, 2025
- Discretionary RAUM · $1.2B to $1.4BAug 12, 2025 to Nov 3, 2025
- HNW RAUM · $176M to $513MAug 12, 2025 to Nov 3, 2025
- Individual RAUM · $986M to $840MAug 12, 2025 to Nov 3, 2025
- Non-discretionary RAUM · $1.6M to $895,658Aug 12, 2025 to Nov 3, 2025
- RAUM · $1.2B to $1.4BAug 12, 2025 to Nov 3, 2025
- Wrap assets (sponsor) · $52.7M to $0Aug 12, 2025 to Nov 3, 2025
- Accounts · 5,217 to 12,187Aug 30, 2024 to Apr 10, 2025
- Advisory employees · 5 to 9Aug 30, 2024 to Apr 10, 2025
- HNW clients · 52 to 565Aug 30, 2024 to Apr 10, 2025
- Individual clients · 2,530 to 1,668Aug 30, 2024 to Apr 10, 2025
- Assets in custody · $195M to $26.8MAug 30, 2024 to Apr 10, 2025
- Employees · 13 to 14Aug 30, 2024 to Apr 10, 2025
- Financial planning clients · 0 to 1-10Aug 30, 2024 to Apr 10, 2025
- State-registered IARs · 5 to 9Aug 30, 2024 to Apr 10, 2025
- Other offices · 12 to 16Aug 30, 2024 to Apr 10, 2025
Signals
19 dated events
- Lindsay Renee Lingo left Signal Advisors Wealth, Llc for Planwiser Financial (registered 2026-07-07)Jun 16, 2026 · Advisor changed firm · fact
- Hillman Kye Mccann left Signal Advisors Wealth, Llc for Empower Advisory Group, Llc (registered 2026-05-31)May 12, 2026 · Advisor changed firm · fact
- Signal Advisors Wealth, Llc reported 37 state-registered advisory representatives, up from 10 (2025-11-03 to 2026-03-24)Mar 24, 2026 · Advisor headcount change · derived
- 2 advisors left Level Four Advisory Services (Dallas, TX) for Signal Advisors Wealth, LLC on the same dayMar 11, 2026 · Team lift-out · derived
- 2 advisors left Cabana Asset Management (Denver, CO) for Signal Advisors Wealth, LLC on the same dayDec 24, 2025 · Team lift-out · derived
- Signal Advisors Wealth, Llc reported RAUM $1.2B, up 150% from $465.3M (2024-08-30 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- 2 advisors left AE Wealth Management, LLC (Beavercreek, OH) for Signal Advisors Wealth, LLC on the same dayMar 27, 2025 · Team lift-out · derived
- Kyle Arthur Booras left Signal Advisors Wealth, Llc for Orion Portfolio Solutions, Llc (registered 2024-12-03)Nov 12, 2024 · Advisor changed firm · fact
- Signal Advisors Wealth, Llc reported 5 state-registered advisory representatives, down from 17 (2024-01-23 to 2024-03-13)Mar 13, 2024 · Advisor headcount change · derived
- Signal Advisors Wealth, Llc reported RAUM $465.3M, up 248% from $133.9M (2024-01-23 to 2024-03-13)Mar 13, 2024 · RAUM change · derived
- Renee Lindsay Lingo (Operations Director) appeared on Schedule A of Signal Advisors Wealth, LlcMar 13, 2024 · Control person joined · fact
- Matthew Howard Eilers left Signal Advisors Wealth, Llc for Ae Wealth Management, Llc (registered 2023-12-18)Nov 29, 2023 · Advisor changed firm · fact
- 2 advisors left AE Wealth Management, LLC (Ridgeland, MS) for Signal Advisors Wealth, LLC on the same daySep 14, 2023 · Team lift-out · derived
- Jean Veronica Leduc (Chief Compliance Officer) appeared on Schedule A of Signal Advisors Wealth, LlcJun 5, 2023 · Control person joined · fact
- Signal Advisors Wealth, Llc reported 7 offices beyond its principal office, up from 0 (2023-01-24 to 2023-03-27)Mar 27, 2023 · Office count change · derived
- Ryan John Heath (Chief Compliance Officer) appeared on Schedule A of Signal Advisors Wealth, LlcMar 27, 2023 · Control person joined · fact
- Jon Christopher Zachary Anshutz (Cco) no longer on Schedule A of Signal Advisors Wealth, Llc (listed 2023-01-24, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- 2 advisors left J. W. Cole Advisors, Inc. (Tampa, FL) for Signal Advisors Wealth, LLC on the same dayDec 1, 2022 · Team lift-out · derived
- Signal Advisors Wealth, Llc filed its initial SEC registration (Form ADV)Nov 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/signalwealthmanagementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- go.signaladvisors.com/signal-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-866-774-4625reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026