DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••••• M• B•••••
Feed of 09/14/2026
Also filed as T••••••• M• B•••••
At current firm
0 y
since Jun 15, 2026
In the industry
15 y
since Jan 1, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 15, 2026 · Farmington Hills, Mi
- M••••• S•••••• wirehouseOct 17, 2023 to Mar 18, 2026 · Ann Arbor, Mi
- E•••••• C•••••• M••••••••• L•• formerMar 30, 2021 to Aug 11, 2023 · Farmington Hills
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 17, 2019 to Dec 31, 2020 · Novi, Mi
- T• A••••••••• I••• formerApr 17, 2019 to Jan 11, 2021 · Novi, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 14, 2011 to Apr 2, 2019 · Dearborn, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C••••• I••••••••• A••••••• L••left Mar 18, 2026, registered Jun 15, 2026 (89 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Aug 11, 2023, registered Oct 17, 2023 (67 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Jan 11, 2021, registered Mar 30, 2021 (78 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Apr 17, 2019 (-624 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 2, 2019, registered Apr 17, 2019 (15 days) · Wirehouse to independent RIA
Signals
- T••••••• M• B••••• left M••••• S•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-06-15)Mar 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address