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Registered advisor
J•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••••• Dawn West
At current firm
0 y
since Mar 25, 2026
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- H•••• C•••••• M••••••••• L•• state registered currentsince Mar 25, 2026 · Draper, Ut
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Feb 5, 2026 · South Weber, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDApr 17, 2018 to Jul 13, 2018 · Burlingame, Ca
- S•••••••• A••••••• L•• national BDNov 15, 2013 to Jul 7, 2014 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to H•••• C•••••• M••••••••• L••left Feb 5, 2026, registered Mar 25, 2026 (48 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- J•••••• B•••• left S•••••••• A••••••• L•• for H•••• C•••••• M••••••••• L•• (registered 2026-03-25)Feb 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address